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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KTB icon
1626
Kontoor Brands
KTB
$4.26B
$358K ﹤0.01%
7,398
+1,428
+24% +$67.7K
QSR icon
1627
Restaurant Brands International
QSR
$25.8B
$358K ﹤0.01%
+5,331
New +$347K
VNO icon
1628
Vornado Realty Trust
VNO
$7.38B
$358K ﹤0.01%
23,273
-50,257
-68% -$1.02M
AGCO icon
1629
AGCO
AGCO
$7.2B
$354K ﹤0.01%
+2,617
New +$354K
HQL
1630
abrdn Life Sciences Investors
HQL
$627M
$348K ﹤0.01%
24,975
+14,241
+133% +$204K
DSEY
1631
DELISTED
Diversey Holdings, Ltd. Ordinary Shares
DSEY
$348K ﹤0.01%
+42,955
New +$273K
ENR icon
1632
Energizer
ENR
$1.55B
$347K ﹤0.01%
9,986
-18,117
-64% -$642K
TTMI icon
1633
TTM Technologies
TTMI
$14.5B
$345K ﹤0.01%
25,592
+6,797
+36% +$98.4K
SKYW icon
1634
Skywest
SKYW
$4.34B
$345K ﹤0.01%
15,568
+2,731
+21% +$53.4K
ORA icon
1635
Ormat Technologies
ORA
$6.65B
$345K ﹤0.01%
4,071
-6,419
-61% -$563K
IAE
1636
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$93.1M
$345K ﹤0.01%
53,816
-24,859
-32% -$162K
NOVA
1637
DELISTED
Sunnova Energy
NOVA
$344K ﹤0.01%
22,007
-8,440
-28% -$147K
LAC
1638
DELISTED
Lithium Americas Corp. Common Shares
LAC
$340K ﹤0.01%
+15,646
New +$346K
OMCL icon
1639
Omnicell
OMCL
$1.68B
$340K ﹤0.01%
5,802
+1,467
+34% +$80.9K
ITUB icon
1640
Itaú Unibanco
ITUB
$87.5B
$340K ﹤0.01%
79,134
+55,864
+240% +$237K
ASIX icon
1641
AdvanSix
ASIX
$444M
$339K ﹤0.01%
8,859
+2,156
+32% +$86.3K
HTGC icon
1642
Hercules Capital
HTGC
$3.23B
$338K ﹤0.01%
26,201
+2,928
+13% +$40.9K
SNY icon
1643
Sanofi
SNY
$104B
$337K ﹤0.01%
+6,201
New +$302K
GSY icon
1644
Invesco Ultra Short Duration ETF
GSY
$3.9B
$335K ﹤0.01%
6,750
– –
YUMC icon
1645
Yum China
YUMC
$16.3B
$333K ﹤0.01%
5,250
-4,064
-44% -$245K
CALY
1646
Callaway Golf Company
CALY
$3.14B
$332K ﹤0.01%
15,371
-5,965
-28% -$135K
BTT icon
1647
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$332K ﹤0.01%
+15,283
New +$331K
ESLT icon
1648
Elbit Systems
ESLT
$40.3B
$331K ﹤0.01%
1,947
-5
-0.3% -$852
CGAU
1649
Centerra Gold
CGAU
$4.15B
$329K ﹤0.01%
50,917
+36,625
+256% +$229K
GCV
1650
Gabelli Convertible and Income Securities Fund
GCV
$94.7M
$329K ﹤0.01%
74,090
-924
-1% -$4.5K
64 65
66
67 68

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.