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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.4B
AUM Growth
+$466M
Cap. Flow
-$346M
Cap. Flow %
-3.04%
Top 10 Hldgs %
11.96%
Holding
2,051
New
157
Increased
773
Reduced
962
Closed
143

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$43.4M
2
MSFT icon
Microsoft
MSFT
+$25.6M
3
AMZN icon
Amazon
AMZN
+$11.7M
4
PLD icon
Prologis
PLD
+$11.3M
5
TSLA icon
Tesla
TSLA
+$8.57M

Top Sells

Rank Stock Value
1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
+$24.5M
4
AAPL icon
Apple
AAPL
+$22.7M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
+$19.9M

Sector Composition

Rank Sector Weight
1 Technology 16.57%
2 Healthcare 11.82%
3 Financials 9.9%
4 Industrials 8.01%
5 Consumer Discretionary 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KKR icon
1626
KKR & Co
KKR
$92.3B
$347K ﹤0.01%
7,469
-3,851
-34% -$188K
ONTO icon
1627
Onto Innovation
ONTO
$15.3B
$346K ﹤0.01%
5,082
+1,554
+44% +$112K
ENIC icon
1628
Enel Chile
ENIC
$6.28B
$342K ﹤0.01%
152,079
-5,094
-3% -$9.37K
AVID
1629
DELISTED
Avid Technology Inc
AVID
$339K ﹤0.01%
+12,762
New +$336K
ARR
1630
Armour Residential REIT
ARR
$2.36B
$337K ﹤0.01%
+11,983
New +$327K
PSEC icon
1631
Prospect Capital
PSEC
$1.17B
$337K ﹤0.01%
48,240
+6,177
+15% +$44.4K
MAIN icon
1632
Main Street Capital
MAIN
$5.48B
$337K ﹤0.01%
9,124
+1,123
+14% +$41K
GTN icon
1633
Gray Television
GTN
$552M
$336K ﹤0.01%
30,007
– –
RGA icon
1634
Reinsurance Group of America
RGA
$16.1B
$336K ﹤0.01%
2,362
-2,609
-52% -$364K
NHI icon
1635
National Health Investors
NHI
$3.65B
$335K ﹤0.01%
6,410
+702
+12% +$38.5K
GSY icon
1636
Invesco Ultra Short Duration ETF
GSY
$3.9B
$334K ﹤0.01%
6,750
– –
GBDC icon
1637
Golub Capital BDC
GBDC
$3.42B
$334K ﹤0.01%
25,363
+3,510
+16% +$46.3K
PBA icon
1638
Pembina Pipeline
PBA
$27.6B
$332K ﹤0.01%
9,768
+1,376
+16% +$46.1K
CERE
1639
DELISTED
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
$331K ﹤0.01%
+10,494
New +$296K
COOP
1640
DELISTED
Mr. Cooper
COOP
$330K ﹤0.01%
+8,235
New +$348K
OMAB icon
1641
Grupo Aeroportuario Centro Norte
OMAB
$5.33B
$330K ﹤0.01%
5,333
+249
+5% +$15.8K
CLFD icon
1642
Clearfield
CLFD
$374M
$328K ﹤0.01%
+3,488
New +$368K
XYZ
1643
Block Inc
XYZ
$47.5B
$327K ﹤0.01%
5,197
-558
-10% -$34.4K
SEI
1644
Solaris Energy Infrastructure
SEI
$3.82B
$326K ﹤0.01%
32,875
-19,269
-37% -$211K
BCC icon
1645
Boise Cascade
BCC
$3.02B
$326K ﹤0.01%
+4,742
New +$324K
NVT icon
1646
nVent Electric
NVT
$26.7B
$326K ﹤0.01%
8,462
-5,581
-40% -$206K
PFSI icon
1647
PennyMac Financial
PFSI
$4.02B
$325K ﹤0.01%
5,740
-1,441
-20% -$76.3K
SNAP icon
1648
Snap
SNAP
$9.01B
$321K ﹤0.01%
35,891
+323
+0.9% +$3.19K
ESLT icon
1649
Elbit Systems
ESLT
$40.3B
$320K ﹤0.01%
1,952
-2,152
-52% -$404K
SPLK
1650
DELISTED
Splunk Inc
SPLK
$320K ﹤0.01%
3,717
-32,070
-90% -$2.59M
64 65
66
67 68

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
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Guggenheim Capital's Q4 2022 Portfolio in Review

As of Q4 2022, Guggenheim Capital held 2,051 positions worth $11.4B, up 4.3% from $10.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $346M in Q4 2022, closing 143 positions and reducing 962 holdings. Its most notable exit was KKR Acquisition Holdings I Corp., an estimated $109M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Active Allocation Fund worth $4.25M.

  • Guggenheim Capital's largest Q4 2022 buy was Guggenheim Active Allocation Fund: 315,680 shares worth $4.25M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2022, an estimated $43.4M increase.
  • Guggenheim Capital's biggest Q4 2022 reduction was Apple, cutting an estimated $22.7M.
  • Guggenheim Capital fully exited KKR Acquisition Holdings I Corp. in Q4 2022, selling an estimated $109M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $11.4B portfolio in Q4 2022.
  • Guggenheim Capital opened 157 new positions and closed 143 in Q4 2022.
  • Guggenheim Capital's portfolio value rose 4.3% quarter-over-quarter to $11.4B.

Based on Guggenheim Capital's 13F filing for Q4 2022, filed 14 Feb 2023.