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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NIQ
1626
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$671K ﹤0.01%
45,720
-277
-0.6% -$4.13K
PDM
1627
Piedmont Realty Trust
PDM
$1.19B
$669K ﹤0.01%
38,384
-1,862
-5% -$33.9K
PDCE
1628
DELISTED
PDC Energy, Inc.
PDCE
$668K ﹤0.01%
14,086
-5,270
-27% -$220K
XPO icon
1629
XPO
XPO
$23.7B
$667K ﹤0.01%
14,104
-30,901
-69% -$1.55M
GGG icon
1630
Graco
GGG
$13.5B
$662K ﹤0.01%
9,456
-2,630
-22% -$202K
JKS
1631
JinkoSolar
JKS
$891M
$661K ﹤0.01%
14,431
+759
+6% +$38.4K
KBR icon
1632
KBR
KBR
$4.8B
$660K ﹤0.01%
16,754
-6,253
-27% -$243K
DCO icon
1633
Ducommun
DCO
$2.98B
$659K ﹤0.01%
13,091
-3,928
-23% -$206K
RMT
1634
Royce Micro-Cap Trust
RMT
$761M
$659K ﹤0.01%
57,714
+13,889
+32% +$164K
RELX icon
1635
RELX
RELX
$62B
$658K ﹤0.01%
22,807
-1,715
-7% -$50.5K
KDMN
1636
DELISTED
Kadmon Holdings, Inc.
KDMN
$655K ﹤0.01%
+75,210
New +$428K
BYD icon
1637
Boyd Gaming
BYD
$6.06B
$654K ﹤0.01%
10,342
+5,523
+115% +$327K
GXO icon
1638
GXO Logistics
GXO
$5.55B
$654K ﹤0.01%
+8,341
New +$654K
MGY icon
1639
Magnolia Oil & Gas
MGY
$5.94B
$654K ﹤0.01%
+36,788
New +$556K
VYX icon
1640
NCR Voyix
VYX
$1.14B
$653K ﹤0.01%
27,452
-22,351
-45% -$582K
TDC icon
1641
Teradata
TDC
$2.55B
$652K ﹤0.01%
11,364
+6,312
+125% +$325K
GNOG
1642
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
$651K ﹤0.01%
+37,481
New +$628K
ANAT
1643
DELISTED
American National Group, Inc. Common Stock
ANAT
$649K ﹤0.01%
3,433
-2,566
-43% -$456K
GTN icon
1644
Gray Television
GTN
$552M
$643K ﹤0.01%
28,197
-391
-1% -$8.65K
NVS icon
1645
Novartis
NVS
$297B
$639K ﹤0.01%
7,810
-1,179
-13% -$106K
UTZ icon
1646
Utz Brands
UTZ
$1.25B
$635K ﹤0.01%
+37,073
New +$753K
LGI
1647
Lazard Global Total Return & Income Fund
LGI
$240M
$634K ﹤0.01%
31,651
-30
-0.1% -$633
AA icon
1648
Alcoa
AA
$13.2B
$632K ﹤0.01%
12,910
-9,663
-43% -$408K
FND icon
1649
Floor & Decor
FND
$6.68B
$632K ﹤0.01%
5,230
-280
-5% -$33.4K
BBT
1650
Beacon Financial Corp
BBT
$2.66B
$631K ﹤0.01%
23,377
– –
64 65
66
67 68

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.