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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JACK icon
1626
Jack in the Box
JACK
$335M
$518K ﹤0.01%
+5,585
New +$489K
SLGN icon
1627
Silgan Holdings
SLGN
$4.41B
$517K ﹤0.01%
13,937
+4,049
+41% +$146K
SYBT icon
1628
Stock Yards Bancorp
SYBT
$2.6B
$517K ﹤0.01%
12,767
+4,110
+47% +$163K
RVNC
1629
DELISTED
Revance Therapeutics, Inc.
RVNC
$515K ﹤0.01%
+18,186
New +$471K
WD icon
1630
Walker & Dunlop
WD
$1.53B
$514K ﹤0.01%
+5,582
New +$414K
TPTX
1631
DELISTED
Turning Point Therapeutics, Inc. Common Stock
TPTX
$514K ﹤0.01%
+4,220
New +$462K
BSAC icon
1632
Banco Santander Chile
BSAC
$16.6B
$513K ﹤0.01%
27,011
-15,418
-36% -$259K
KOF icon
1633
Coca-Cola Femsa
KOF
$23.2B
$513K ﹤0.01%
11,129
+990
+10% +$43.1K
NOVA
1634
DELISTED
Sunnova Energy
NOVA
$511K ﹤0.01%
+11,320
New +$393K
ZYME icon
1635
Zymeworks
ZYME
$1.67B
$510K ﹤0.01%
+10,793
New +$501K
AAON icon
1636
Aaon
AAON
$7.77B
$508K ﹤0.01%
+11,439
New +$483K
HDB icon
1637
HDFC Bank
HDB
$121B
$505K ﹤0.01%
13,976
+4,092
+41% +$130K
SAVE
1638
DELISTED
Spirit Airlines, Inc.
SAVE
$504K ﹤0.01%
+20,617
New +$427K
LPX icon
1639
Louisiana-Pacific
LPX
$5.49B
$503K ﹤0.01%
13,530
+1,068
+9% +$35.8K
TTD icon
1640
Trade Desk
TTD
$6.49B
$501K ﹤0.01%
6,250
-5,030
-45% -$380K
HQL
1641
abrdn Life Sciences Investors
HQL
$627M
$500K ﹤0.01%
25,345
-115
-0.5% -$2.13K
JPI
1642
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$500K ﹤0.01%
+20,307
New +$469K
QNST icon
1643
QuinStreet
QNST
$1.21B
$497K ﹤0.01%
+23,203
New +$423K
CGC
1644
Canopy Growth
CGC
$410M
$496K ﹤0.01%
2,013
+21
+1% +$4.79K
OMF icon
1645
OneMain Financial
OMF
$7.47B
$494K ﹤0.01%
10,240
-341
-3% -$13.5K
TCBI icon
1646
Texas Capital Bancshares
TCBI
$4.32B
$494K ﹤0.01%
+8,305
New +$410K
ATI icon
1647
ATI
ATI
$31B
$493K ﹤0.01%
29,410
+6,713
+30% +$85.3K
CVI icon
1648
CVR Energy
CVI
$3.13B
$493K ﹤0.01%
33,082
-12,654
-28% -$171K
WGO icon
1649
Winnebago Industries
WGO
$909M
$492K ﹤0.01%
8,208
+3,384
+70% +$185K
TDF
1650
Templeton Dragon Fund
TDF
$280M
$489K ﹤0.01%
20,928
-38
-0.2% -$895
64 65
66
67 68

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.