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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDP
1626
DELISTED
Meredith Corporation
MDP
$306K ﹤0.01%
23,310
-5,235
-18% -$73.1K
FOLD
1627
DELISTED
Amicus Therapeutics
FOLD
$305K ﹤0.01%
+21,572
New +$314K
KWR icon
1628
Quaker Houghton
KWR
$2.92B
$304K ﹤0.01%
1,690
+390
+30% +$74.9K
AYX
1629
DELISTED
Alteryx Inc
AYX
$304K ﹤0.01%
2,675
+970
+57% +$132K
GWPH
1630
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$304K ﹤0.01%
3,119
-629
-17% -$72.4K
PPT
1631
Franklin Premier Income Trust
PPT
$328M
$303K ﹤0.01%
68,139
+33,923
+99% +$157K
BPYU
1632
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$303K ﹤0.01%
24,786
-3,085
-11% -$35.4K
VISN
1633
Vistance Networks Inc
VISN
$2.52B
$302K ﹤0.01%
33,569
+3,990
+13% +$37.6K
TEI
1634
Templeton Emerging Markets Income Fund
TEI
$321M
$302K ﹤0.01%
40,776
+730
+2% +$5.57K
EME icon
1635
Emcor
EME
$36B
$301K ﹤0.01%
4,442
+1,336
+43% +$92.7K
ACLS icon
1636
Axcelis
ACLS
$4.33B
$300K ﹤0.01%
13,623
+599
+5% +$15.3K
ASG
1637
Liberty All-Star Growth Fund
ASG
$341M
$300K ﹤0.01%
42,184
-1,095
-3% -$7.85K
CPA icon
1638
Copa Holdings
CPA
$5.8B
$300K ﹤0.01%
+5,963
New +$301K
SUPN icon
1639
Supernus Pharmaceuticals
SUPN
$2.77B
$299K ﹤0.01%
14,337
-4,253
-23% -$96.5K
AN icon
1640
AutoNation
AN
$6.92B
$297K ﹤0.01%
+5,613
New +$292K
EQNR icon
1641
Equinor
EQNR
$92.4B
$296K ﹤0.01%
20,998
+723
+4% +$11.2K
NVT icon
1642
nVent Electric
NVT
$26.7B
$295K ﹤0.01%
+16,650
New +$312K
PRDO icon
1643
Perdoceo Education
PRDO
$2.12B
$295K ﹤0.01%
24,062
+1,046
+5% +$15.2K
SYBT icon
1644
Stock Yards Bancorp
SYBT
$2.6B
$295K ﹤0.01%
+8,657
New +$346K
SHI
1645
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
$295K ﹤0.01%
16,074
-4,116
-20% -$90.1K
SKM icon
1646
SK Telecom
SKM
$13.2B
$293K ﹤0.01%
7,918
-9
-0.1% -$318
HPF
1647
John Hancock Preferred Income Fund II
HPF
$345M
$292K ﹤0.01%
+16,378
New +$298K
USNA icon
1648
Usana Health Sciences
USNA
$286M
$291K ﹤0.01%
+3,954
New +$317K
BOOM icon
1649
DMC Global
BOOM
$157M
$290K ﹤0.01%
8,812
-2,612
-23% -$82.5K
CLB icon
1650
Core Laboratories
CLB
$521M
$289K ﹤0.01%
18,967
+3,568
+23% +$74.8K
64 65
66
67 68

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.