We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SKM icon
1626
SK Telecom
SKM
$13.4B
$462K ﹤0.01%
12,139
-3,590
-23% -$134K
RETA
1627
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
$460K ﹤0.01%
+2,249
New +$410K
SPTN
1628
DELISTED
SpartanNash
SPTN
$459K ﹤0.01%
32,196
-8,632
-21% -$114K
IBTX
1629
DELISTED
Independent Bank Group, Inc.
IBTX
$455K ﹤0.01%
8,215
– –
LFUS icon
1630
Littelfuse
LFUS
$11.8B
$453K ﹤0.01%
2,366
-570
-19% -$105K
NS
1631
DELISTED
NuStar Energy L.P.
NS
$452K ﹤0.01%
17,488
+2,506
+17% +$69.8K
JAG
1632
DELISTED
Jagged Peak Energy Inc.
JAG
$452K ﹤0.01%
+53,245
New +$389K
NWS icon
1633
News Corp Class B
NWS
$17.7B
$449K ﹤0.01%
30,970
+5,865
+23% +$80.8K
UA icon
1634
Under Armour Class C
UA
$2.86B
$448K ﹤0.01%
23,331
+978
+4% +$17.2K
EMF
1635
Templeton Emerging Markets Fund
EMF
$331M
$447K ﹤0.01%
28,633
-10,730
-27% -$164K
PCN
1636
PIMCO Corporate & Income Strategy Fund
PCN
$872M
$447K ﹤0.01%
23,376
-774
-3% -$14.6K
SE icon
1637
Sea Limited
SE
$68.3B
$446K ﹤0.01%
11,085
-5,627
-34% -$189K
NDSN icon
1638
Nordson
NDSN
$17.3B
$443K ﹤0.01%
+2,721
New +$430K
SC
1639
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
$443K ﹤0.01%
18,971
+482
+3% +$11.7K
HDS
1640
DELISTED
HD Supply Holdings, Inc.
HDS
$443K ﹤0.01%
11,019
+1,472
+15% +$58.5K
BX icon
1641
Blackstone
BX
$110B
$440K ﹤0.01%
+7,870
New +$408K
VRTU
1642
DELISTED
Virtusa Corporation
VRTU
$440K ﹤0.01%
+9,718
New +$396K
FOXF icon
1643
Fox Factory Holding Corp
FOXF
$830M
$439K ﹤0.01%
+6,307
New +$407K
CHE icon
1644
Chemed
CHE
$7.05B
$438K ﹤0.01%
996
-279
-22% -$117K
SIG icon
1645
Signet Jewelers
SIG
$3.78B
$438K ﹤0.01%
20,148
+2,925
+17% +$51.9K
RWX icon
1646
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
$436K ﹤0.01%
11,241
-7,713
-41% -$310K
RYAAY icon
1647
Ryanair
RYAAY
$31.2B
$436K ﹤0.01%
12,425
-8,963
-42% -$287K
ESLT icon
1648
Elbit Systems
ESLT
$39.8B
$434K ﹤0.01%
2,798
-27
-1% -$4.4K
OZK icon
1649
Bank OZK
OZK
$5.7B
$432K ﹤0.01%
14,146
-780
-5% -$22.9K
CNQ icon
1650
Canadian Natural Resources
CNQ
$96.3B
$431K ﹤0.01%
27,185
-574
-2% -$7.8K
64 65
66
67 68

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.