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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
(-0.85%)
Cap. Flow
-$2.32B
Cap. Flow
% of AUM
-5.5%
Top 10 Holdings %
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$859M |
| 2 |
Apple
AAPL
|
+$61.2M |
| 3 |
Norwegian Cruise Line
NCLH
|
+$56M |
| 4 |
Vertex Pharmaceuticals
VRTX
|
+$55.7M |
| 5 |
EVHC
Envision Healthcare Holdings Inc
EVHC
|
+$40.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$106M |
| 2 |
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
|
+$84.5M |
| 3 |
BCR
CR Bard Inc.
BCR
|
+$53.6M |
| 4 |
Applied Materials
AMAT
|
+$37.5M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$37.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.48% |
| 2 | Financials | 12.95% |
| 3 | Healthcare | 12.03% |
| 4 | Industrials | 10.73% |
| 5 | Consumer Discretionary | 10.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1626
Hecla Mining
HL
$9.47B
| $2.13M | 0.01% |
536,067
-186,939
| -26% | -$813K |
|
|
FCRD
1627
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
| $2.12M | 0.01% |
233,963
-48,044
| -17% | -$445K |
|
1628
Manulife Financial
MFC
$73.9B
| $2.12M | 0.01% |
101,427
-11,895
| -10% | -$247K |
|
1629
Insight Enterprises
NSIT
$3.89B
| $2.11M | 0.01% |
55,227
-8,899
| -14% | -$364K |
|
|
IAF
1630
abrdn Australia Equity Fund
IAF
$122M
| $2.11M | 0.01% |
110,394
+4,813
| +5% | +$90.9K |
|
|
SGMO
1631
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
| $2.11M | 0.01% |
+128,715
| New | +$1.91M |
|
1632
Schneider National
SNDR
$6.26B
| $2.11M | 0.01% |
73,750
+47,283
| +179% | +$1.22M |
|
|
BSD
1633
DELISTED
The BlackRock Strategic Municipal Trust
BSD
| $2.11M | 0.01% |
153,947
-16,170
| -10% | -$225K |
|
1634
Molina Healthcare
MOH
$10.2B
| $2.1M | 0.01% |
27,408
-71,909
| -72% | -$5.19M |
|
1635
NXP Semiconductors
NXPI
$57.8B
| $2.1M | 0.01% |
17,933
+416
| +2% | +$48.1K |
|
1636
iShares Floating Rate Bond ETF
FLOT
$10.2B
| $2.1M | 0.01% |
41,292
+696
| +2% | +$35.4K |
|
1637
Petrobras
PBR
$125B
| $2.09M | 0.01% |
203,467
+5,058
| +3% | +$51.7K |
|
|
CHL
1638
DELISTED
China Mobile Limited
CHL
| $2.09M | 0.01% |
41,409
+1,662
| +4% | +$83.6K |
|
1639
iShares MSCI EAFE ETF
EFA
$78B
| $2.09M | 0.01% |
29,742
| – | – |
|
|
EFF
1640
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
| $2.09M | 0.01% |
128,197
-14,880
| -10% | -$244K |
|
|
IPXL
1641
DELISTED
Impax Laboratories, Inc.
IPXL
| $2.09M | ﹤0.01% |
125,363
-13,401
| -10% | -$246K |
|
|
CMO
1642
DELISTED
Capstead Mortgage Corp.
CMO
| $2.08M | ﹤0.01% |
241,006
-29,428
| -11% | -$270K |
|
1643
BlackRock Credit Allocation Income Trust
BTZ
$930M
| $2.08M | ﹤0.01% |
155,805
+14,351
| +10% | +$192K |
|
|
EBIX
1644
DELISTED
Ebix Inc
EBIX
| $2.07M | ﹤0.01% |
26,130
-9,534
| -27% | -$693K |
|
1645
Gold Fields
GFI
$29B
| $2.07M | ﹤0.01% |
480,714
-134,840
| -22% | -$544K |
|
|
CEV
1646
Eaton Vance California Municipal Income Trust
CEV
$70.7M
| $2.06M | ﹤0.01% |
169,823
-23,067
| -12% | -$283K |
|
1647
Knowles
KN
$3.13B
| $2.06M | ﹤0.01% |
140,287
+57,369
| +69% | +$897K |
|
1648
NVE Corp
NVEC
$562M
| $2.06M | ﹤0.01% |
23,933
+2,865
| +14% | +$241K |
|
|
HMHC
1649
DELISTED
Houghton Mifflin Harcourt Company
HMHC
| $2.06M | ﹤0.01% |
220,942
-353
| -0.2% | -$3.52K |
|
1650
M/I Homes
MHO
$3.74B
| $2.05M | ﹤0.01% |
59,756
-74,339
| -55% | -$2.43M |
|
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Guggenheim Capital's Q4 2017 Portfolio in Review
As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.
- Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
- Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
- Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
- Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
- Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
- Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
- Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.
Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.