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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNR
1626
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$2.09M ﹤0.01%
228,292
-2,518
-1% -$24.2K
AG icon
1627
First Majestic Silver
AG
$7.41B
$2.09M ﹤0.01%
305,047
+51,780
+20% +$371K
DORM icon
1628
Dorman Products
DORM
$3.98B
$2.09M ﹤0.01%
29,127
+4,704
+19% +$338K
GIII icon
1629
G-III Apparel Group
GIII
$1.54B
$2.08M ﹤0.01%
71,801
+12,105
+20% +$319K
WGO icon
1630
Winnebago Industries
WGO
$856M
$2.08M ﹤0.01%
46,368
+5,119
+12% +$188K
FLOT icon
1631
iShares Floating Rate Bond ETF
FLOT
$10.2B
$2.07M ﹤0.01%
40,596
+1,533
+4% +$78K
KKR icon
1632
KKR & Co
KKR
$91.1B
$2.07M ﹤0.01%
101,730
+2,353
+2% +$44.6K
WRLD icon
1633
World Acceptance Corp
WRLD
$838M
$2.07M ﹤0.01%
24,942
+4,322
+21% +$333K
IBN icon
1634
ICICI Bank
IBN
$108B
$2.06M ﹤0.01%
241,098
-22,513
-9% -$206K
JHI
1635
John Hancock Investors Trust
JHI
$116M
$2.06M ﹤0.01%
113,749
-22,770
-17% -$413K
TRMB icon
1636
Trimble
TRMB
$13.2B
$2.06M ﹤0.01%
52,584
-51,076
-49% -$1.94M
LMAT icon
1637
LeMaitre Vascular
LMAT
$2.32B
$2.06M ﹤0.01%
55,020
-260
-0.5% -$8.85K
FNB icon
1638
FNB Corp
FNB
$6.73B
$2.05M ﹤0.01%
146,374
-49,100
-25% -$656K
STK
1639
Columbia Seligman Premium Technology Growth Fund
STK
$867M
$2.05M ﹤0.01%
91,818
-7,660
-8% -$170K
CALM icon
1640
Cal-Maine
CALM
$4.12B
$2.05M ﹤0.01%
49,812
-12,605
-20% -$471K
RPM icon
1641
RPM International
RPM
$13.7B
$2.04M ﹤0.01%
39,833
-27
-0.1% -$1.38K
AGI icon
1642
Alamos Gold
AGI
$11.6B
$2.04M ﹤0.01%
302,087
+84,270
+39% +$620K
NOW icon
1643
ServiceNow
NOW
$115B
$2.04M ﹤0.01%
86,745
-7,665
-8% -$170K
EFA icon
1644
iShares MSCI EAFE ETF
EFA
$78B
$2.04M ﹤0.01%
29,742
-3,784
-11% -$253K
CRS icon
1645
Carpenter Technology
CRS
$25.8B
$2.03M ﹤0.01%
42,336
-3,790
-8% -$152K
JTA
1646
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$2.03M ﹤0.01%
147,998
+16,041
+12% +$211K
WOLF icon
1647
Wolfspeed
WOLF
$1.23B
$2.03M ﹤0.01%
71,930
-18,806
-21% -$468K
SCHL icon
1648
Scholastic
SCHL
$767M
$2.02M ﹤0.01%
54,380
+3,074
+6% +$123K
USNA icon
1649
Usana Health Sciences
USNA
$408M
$2.02M ﹤0.01%
+35,035
New +$2.07M
NS
1650
DELISTED
NuStar Energy L.P.
NS
$2.02M ﹤0.01%
49,797
+9,485
+24% +$401K
64 65
66
67 68

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.