We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBSI icon
1626
Southside Bancshares
SBSI
$978M
$2.13M 0.01%
58,036
+21,112
+57% +$729K
PCH
1627
DELISTED
PotlatchDeltic
PCH
$2.13M 0.01%
51,127
+433
+0.9% +$17.5K
PHT
1628
DELISTED
Pioneer High Income Fund
PHT
$2.13M 0.01%
208,297
-3,554
-2% -$35.6K
BTZ icon
1629
BlackRock Credit Allocation Income Trust
BTZ
$945M
$2.12M 0.01%
163,634
+21,711
+15% +$276K
BSE
1630
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$2.12M 0.01%
161,569
-24,752
-13% -$335K
RQI icon
1631
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$2.11M 0.01%
173,065
-38,949
-18% -$463K
SSTK icon
1632
Shutterstock
SSTK
$219M
$2.11M 0.01%
44,448
+38,936
+706% +$2.08M
CENTA icon
1633
Central Garden & Pet Co Class A
CENTA
$2.49B
$2.11M 0.01%
85,460
+8,777
+11% +$190K
LGIH icon
1634
LGI Homes
LGIH
$1.37B
$2.11M 0.01%
73,478
-108,755
-60% -$3.42M
AZTA icon
1635
Azenta
AZTA
$1.42B
$2.11M 0.01%
123,619
-64,713
-34% -$973K
SFM icon
1636
Sprouts Farmers Market
SFM
$8.01B
$2.11M 0.01%
111,296
-494,418
-82% -$10.4M
AGIO icon
1637
Agios Pharmaceuticals
AGIO
$1.92B
$2.1M 0.01%
50,272
-29,384
-37% -$1.54M
LSXMA
1638
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$2.1M 0.01%
84,078
-14,241
-14% -$355K
EVER
1639
DELISTED
Everbank Financial Corp
EVER
$2.1M 0.01%
107,687
+19,805
+23% +$383K
NSP icon
1640
Insperity
NSP
$1.92B
$2.09M 0.01%
+59,020
New +$2.13M
WAGE
1641
DELISTED
WageWorks, Inc.
WAGE
$2.09M 0.01%
+28,889
New +$1.94M
LSI
1642
DELISTED
Life Storage, Inc.
LSI
$2.09M 0.01%
36,819
-48,060
-57% -$2.66M
QVCGA
1643
DELISTED
QVC Group Inc Series A
QVCGA
$2.09M 0.01%
2,156
-698
-24% -$674K
HALO icon
1644
Halozyme
HALO
$9.93B
$2.09M 0.01%
211,558
-18,705
-8% -$205K
CBT icon
1645
Cabot Corp
CBT
$4.44B
$2.09M 0.01%
41,347
-4,338
-9% -$223K
PMX
1646
DELISTED
PIMCO Municipal Income Fund III
PMX
$2.08M 0.01%
182,793
+39,223
+27% +$458K
TK icon
1647
Teekay
TK
$984M
$2.08M 0.01%
258,811
+23,803
+10% +$183K
AWP
1648
abrdn Global Premier Properties Fund
AWP
$367M
$2.08M 0.01%
134,915
-28,369
-17% -$444K
PLAY icon
1649
Dave & Buster's
PLAY
$358M
$2.08M 0.01%
36,866
+28,638
+348% +$1.33M
TFX icon
1650
Teleflex
TFX
$5.95B
$2.07M 0.01%
12,847
-1,721
-12% -$268K
64 65
66
67 68

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.