We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.11%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CYNO
1626
DELISTED
Cynosure, Inc. Class A
CYNO
$1.86M 0.01%
42,120
-10,459
-20% -$410K
MENT
1627
DELISTED
Mentor Graphics Corp
MENT
$1.85M 0.01%
91,175
+50,962
+127% +$930K
WUBA
1628
DELISTED
58.com Inc
WUBA
$1.85M 0.01%
33,264
-233
-0.7% -$12.9K
RELX icon
1629
RELX
RELX
$62.4B
$1.85M 0.01%
98,240
+12,873
+15% +$227K
NDP
1630
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$1.84M 0.01%
20,157
-781
-4% -$63.3K
AZTA icon
1631
Azenta
AZTA
$1.42B
$1.84M 0.01%
176,779
+2,707
+2% +$25.8K
SIGI icon
1632
Selective Insurance
SIGI
$5.77B
$1.84M 0.01%
50,240
+4,675
+10% +$155K
ASX icon
1633
ASE Group
ASX
$81.9B
$1.84M 0.01%
314,212
+27,354
+10% +$149K
AFAM
1634
DELISTED
Almost Family Inc
AFAM
$1.84M 0.01%
49,350
-10,977
-18% -$410K
SNP
1635
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$1.83M 0.01%
28,167
-21,627
-43% -$1.25M
GFF icon
1636
Griffon
GFF
$4.88B
$1.83M 0.01%
118,647
-27,971
-19% -$423K
NTI
1637
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
$1.83M 0.01%
77,553
-8,791
-10% -$212K
AZZ icon
1638
AZZ Inc
AZZ
$4.53B
$1.82M 0.01%
32,235
-7,433
-19% -$386K
MNTA
1639
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$1.82M 0.01%
197,517
-22,515
-10% -$242K
OA
1640
DELISTED
Orbital ATK, Inc.
OA
$1.82M 0.01%
20,987
+11,663
+125% +$990K
HMY icon
1641
Harmony Gold Mining
HMY
$11.3B
$1.82M 0.01%
+500,400
New +$1.31M
JTP
1642
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$1.82M 0.01%
218,446
-67,026
-23% -$548K
CMP icon
1643
Compass Minerals
CMP
$1.08B
$1.81M 0.01%
25,585
-3,687
-13% -$264K
DBL
1644
DoubleLine Opportunistic Credit Fund
DBL
$280M
$1.81M 0.01%
68,115
-56,174
-45% -$1.45M
EVJ
1645
DELISTED
Eaton Vance New Jersey Municipal Income Trust
EVJ
$1.81M 0.01%
136,640
+6,264
+5% +$79.8K
FHY
1646
DELISTED
First Trust Strategic High
FHY
$1.8M 0.01%
158,718
-9,728
-6% -$104K
LBTYA icon
1647
Liberty Global Class A
LBTYA
$3.68B
$1.8M 0.01%
53,535
-10,073
-16% -$317K
GWR
1648
DELISTED
Genesee & Wyoming Inc.
GWR
$1.79M 0.01%
28,557
-5,668
-17% -$311K
WBS icon
1649
Webster Financial
WBS
$12.8B
$1.79M 0.01%
49,747
-3,523
-7% -$121K
ZUMZ icon
1650
Zumiez
ZUMZ
$332M
$1.79M 0.01%
89,668
+12,756
+17% +$239K
64 65
66
67 68

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.