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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCK icon
1626
Crown Holdings
CCK
$13.1B
$1.91M 0.01%
41,692
+26,953
+183% +$1.36M
TTMI icon
1627
TTM Technologies
TTMI
$14.5B
$1.91M 0.01%
306,154
-17,418
-5% -$137K
IPHS
1628
DELISTED
Innophos Holdings, Inc.
IPHS
$1.91M 0.01%
48,059
-10,777
-18% -$521K
SYA
1629
DELISTED
SYMETRA FINANCIAL CORPORATION COMMON STOCK
SYA
$1.91M 0.01%
60,204
-752,244
-93% -$21.5M
LNCE
1630
DELISTED
Snyders-Lance, Inc.
LNCE
$1.9M 0.01%
56,440
-720
-1% -$24.1K
IBN icon
1631
ICICI Bank
IBN
$108B
$1.9M 0.01%
249,761
-109,952
-31% -$939K
MSA icon
1632
Mine Safety
MSA
$7.49B
$1.9M 0.01%
47,612
+5,425
+13% +$252K
BIN
1633
DELISTED
PROGRESSIVE WASTE SOLUTIONS LTD COM
BIN
$1.9M 0.01%
72,040
-20,303
-22% -$540K
EGO icon
1634
Eldorado Gold
EGO
$9.89B
$1.9M 0.01%
118,076
+19,833
+20% +$330K
MMD
1635
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$1.9M 0.01%
107,248
-12,732
-11% -$222K
HWKN icon
1636
Hawkins
HWKN
$2.71B
$1.9M 0.01%
98,516
-3,528
-3% -$66.7K
LPL icon
1637
LG Display
LPL
$3.3B
$1.9M 0.01%
+199,501
New +$2M
HYB
1638
DELISTED
New America High Income Fund, Inc.
HYB
$1.9M 0.01%
237,786
-22,160
-9% -$184K
AHL
1639
DELISTED
ASPEN Insurance Holding Limited
AHL
$1.9M 0.01%
40,790
-3,681
-8% -$175K
LAZ icon
1640
Lazard
LAZ
$4.31B
$1.89M 0.01%
43,545
+17,105
+65% +$881K
TGI
1641
DELISTED
Triumph Group
TGI
$1.88M 0.01%
44,734
+7,597
+20% +$407K
MTG icon
1642
MGIC Investment
MTG
$6.25B
$1.87M 0.01%
202,217
-20,519
-9% -$217K
ARR
1643
Armour Residential REIT
ARR
$2.36B
$1.86M 0.01%
18,613
+18,060
+3,266% +$1.96M
MHG
1644
DELISTED
Marine Harvest ASA
MHG
$1.86M 0.01%
147,548
-14,592
-9% -$176K
WBMD
1645
DELISTED
WebMD Health Corp.
WBMD
$1.86M 0.01%
46,732
-39,062
-46% -$1.65M
AMSF icon
1646
AMERISAFE
AMSF
$540M
$1.85M 0.01%
37,302
-3,703
-9% -$179K
NPKI
1647
NPK International
NPKI
$1.14B
$1.85M 0.01%
362,351
+238,070
+192% +$1.63M
YPF icon
1648
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.3B
$1.85M 0.01%
121,124
-4,671
-4% -$105K
GRUB
1649
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$1.85M 0.01%
37,929
-128
-0.3% -$7.45K
RRTS
1650
DELISTED
RoadRunner Transportation Systems, Inc.
RRTS
$1.84M 0.01%
4,005
-277
-6% -$160K
64 65
66
67 68

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.