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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TBRG
1626
DELISTED
TruBridge
TBRG
$2.39M 0.01%
41,552
+52
+0.1% +$3.24K
EIM
1627
Eaton Vance Municipal Bond Fund
EIM
$498M
$2.38M 0.01%
190,301
+31,155
+20% +$388K
LZB icon
1628
La-Z-Boy
LZB
$1.64B
$2.38M 0.01%
120,402
-11,255
-9% -$244K
BN icon
1629
Brookfield
BN
$108B
$2.38M 0.01%
226,105
+32,505
+17% +$350K
BBOX
1630
DELISTED
Black Box Corp
BBOX
$2.38M 0.01%
102,062
-2,223
-2% -$50K
RLJ icon
1631
RLJ Lodging Trust
RLJ
$1.75B
$2.38M 0.01%
83,566
+5,891
+8% +$172K
CALM icon
1632
Cal-Maine
CALM
$3.99B
$2.37M 0.01%
52,998
-134,708
-72% -$5.34M
JHS
1633
John Hancock Income Securities Trust
JHS
$128M
$2.37M 0.01%
167,826
-41,183
-20% -$596K
CTWS
1634
DELISTED
Connecticut Water Service Inc
CTWS
$2.36M 0.01%
72,580
+4,841
+7% +$158K
GGB icon
1635
Gerdau
GGB
$9.66B
$2.36M 0.01%
618,891
+189,068
+44% +$865K
JRS icon
1636
Nuveen Real Estate Income Fund
JRS
$250M
$2.35M 0.01%
223,881
-65,911
-23% -$723K
MCY icon
1637
Mercury Insurance
MCY
$5.94B
$2.35M 0.01%
48,137
-11,336
-19% -$559K
CMP icon
1638
Compass Minerals
CMP
$1.14B
$2.35M 0.01%
27,875
+8,767
+46% +$787K
BFK
1639
DELISTED
BlackRock Municipal Income Trust
BFK
$2.34M 0.01%
171,503
+13,543
+9% +$185K
MEAS
1640
DELISTED
MEASUREMENT SPECIALTIES INC
MEAS
$2.34M 0.01%
27,383
+13,686
+100% +$1.17M
BHC icon
1641
Bausch Health
BHC
$2.29B
$2.34M 0.01%
17,820
+1,770
+11% +$211K
SGI
1642
DELISTED
Silicon Graphics Intl.
SGI
$2.33M 0.01%
252,805
+13,468
+6% +$126K
PML
1643
PIMCO Municipal Income Fund II
PML
$494M
$2.33M 0.01%
200,017
-11,242
-5% -$132K
BOH icon
1644
Bank of Hawaii
BOH
$3.13B
$2.32M 0.01%
40,868
+5,037
+14% +$292K
NGL icon
1645
NGL Energy Partners
NGL
$2.15B
$2.32M 0.01%
58,972
-4,107
-7% -$175K
RIT
1646
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
$2.32M 0.01%
206,238
+17,031
+9% +$197K
JAZZ icon
1647
Jazz Pharmaceuticals
JAZZ
$16.7B
$2.31M 0.01%
14,391
-510
-3% -$78.4K
WEA
1648
Western Asset Premier Bond Fund
WEA
$124M
$2.31M 0.01%
161,404
+1,800
+1% +$26.4K
CNI icon
1649
Canadian National Railway
CNI
$76.7B
$2.31M 0.01%
32,535
-5,233
-14% -$363K
MVT
1650
DELISTED
BlackRock MuniVest Fund II
MVT
$2.31M 0.01%
147,083
+57,668
+64% +$894K
64 65
66
67 68

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.