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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSEC icon
1601
Prospect Capital
PSEC
$1.17B
$377K ﹤0.01%
54,101
+5,861
+12% +$42.6K
MMI icon
1602
Marcus & Millichap
MMI
$1.19B
$376K ﹤0.01%
11,706
-2,962
-20% -$103K
COLB icon
1603
Columbia Banking Systems
COLB
$8.84B
$376K ﹤0.01%
+17,543
New +$487K
CNDT icon
1604
Conduent
CNDT
$264M
$375K ﹤0.01%
109,283
+702
+0.6% +$2.88K
NBR icon
1605
Nabors Industries
NBR
$1.21B
$375K ﹤0.01%
3,072
-1,008
-25% -$153K
FYBR
1606
DELISTED
Frontier Communications
FYBR
$374K ﹤0.01%
16,437
+4,064
+33% +$109K
SKIN icon
1607
SkinHealth Systems
SKIN
$85.7M
$374K ﹤0.01%
29,608
-18,930
-39% -$219K
JWN
1608
DELISTED
Nordstrom
JWN
$374K ﹤0.01%
22,963
-7,575
-25% -$142K
ZD icon
1609
Ziff Davis
ZD
$1.98B
$373K ﹤0.01%
+4,784
New +$392K
WMG icon
1610
Warner Music
WMG
$13.8B
$373K ﹤0.01%
+11,178
New +$376K
MATV icon
1611
Mativ Holdings
MATV
$711M
$372K ﹤0.01%
+17,348
New +$427K
OCSL icon
1612
Oaktree Specialty Lending
OCSL
$1.14B
$372K ﹤0.01%
19,815
+2,162
+12% +$43.1K
SIGI icon
1613
Selective Insurance
SIGI
$5.73B
$368K ﹤0.01%
3,859
-2,719
-41% -$260K
VYX icon
1614
NCR Voyix
VYX
$1.14B
$366K ﹤0.01%
25,320
-8,806
-26% -$135K
FCFS icon
1615
FirstCash
FCFS
$8.78B
$366K ﹤0.01%
3,840
-1,420
-27% -$128K
UTL icon
1616
Unitil
UTL
$980M
$366K ﹤0.01%
6,419
+1,483
+30% +$79.2K
SAIA icon
1617
Saia
SAIA
$9.72B
$366K ﹤0.01%
1,344
+105
+8% +$28K
CNXC icon
1618
Concentrix
CNXC
$1.57B
$365K ﹤0.01%
3,002
-3,783
-56% -$514K
ZEUS
1619
DELISTED
Olympic Steel
ZEUS
$365K ﹤0.01%
+6,985
New +$323K
FSK icon
1620
FS KKR Capital
FSK
$3.44B
$362K ﹤0.01%
19,577
+2,160
+12% +$40.9K
NIO icon
1621
NIO
NIO
$11.9B
$361K ﹤0.01%
34,367
+15,084
+78% +$154K
HA
1622
DELISTED
Hawaiian Holdings, Inc.
HA
$361K ﹤0.01%
39,406
+811
+2% +$8.59K
TSLX icon
1623
Sixth Street Specialty
TSLX
$1.81B
$361K ﹤0.01%
19,724
+2,348
+14% +$43.6K
XIFR
1624
XPLR Infrastructure LP
XIFR
$1.08B
$360K ﹤0.01%
+5,927
New +$408K
FOCS
1625
DELISTED
Focus Financial Partners Inc. Class A
FOCS
$358K ﹤0.01%
+6,911
New +$333K
63 64
65
66 67

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.