We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-4.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.1B
Cap. Flow %
-10.04%
Top 10 Hldgs %
12.82%
Holding
2,117
New
74
Increased
714
Reduced
1,076
Closed
223

Top Buys

Rank Stock Value
1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$13.4M
2
FOX icon
Fox Class B
FOX
+$8.16M
3
HR icon
Healthcare Realty
HR
+$7.59M
4
SYY icon
Sysco
SYY
+$6.97M
5
MDU icon
MDU Resources
MDU
+$6.67M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.5M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
+$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
+$29.3M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Financials 11.3%
3 Healthcare 11.28%
4 Consumer Discretionary 7.69%
5 Industrials 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TNDM icon
1601
Tandem Diabetes Care
TNDM
$1.56B
$363K ﹤0.01%
7,583
-2,513
-25% -$138K
PAA icon
1602
Plains All American Pipeline
PAA
$16.1B
$362K ﹤0.01%
34,372
+1,480
+4% +$16.5K
FAM
1603
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$362K ﹤0.01%
66,358
-46,146
-41% -$282K
FPF
1604
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$361K ﹤0.01%
21,781
+382
+2% +$7.22K
STK
1605
Columbia Seligman Premium Technology Growth Fund
STK
$926M
$360K ﹤0.01%
15,511
-112
-0.7% -$3.15K
GTLS
1606
DELISTED
Chart Industries
GTLS
$359K ﹤0.01%
1,946
-144
-7% -$26.7K
CEQP
1607
DELISTED
Crestwood Equity Partners LP
CEQP
$359K ﹤0.01%
12,929
+848
+7% +$22.6K
BSY icon
1608
Bentley Systems
BSY
$10.6B
$357K ﹤0.01%
11,675
-40
-0.3% -$1.46K
SMTC icon
1609
Semtech
SMTC
$13B
$356K ﹤0.01%
12,128
-20,376
-63% -$955K
IIIN icon
1610
Insteel Industries
IIIN
$625M
$355K ﹤0.01%
13,394
-4,722
-26% -$146K
CC icon
1611
Chemours
CC
$2.37B
$352K ﹤0.01%
14,283
-4,987
-26% -$165K
IS
1612
DELISTED
ironSource Ltd.
IS
$350K ﹤0.01%
+101,611
New +$387K
SNAP icon
1613
Snap
SNAP
$9.01B
$349K ﹤0.01%
35,568
+5,936
+20% +$69.1K
EPD icon
1614
Enterprise Products Partners
EPD
$81.7B
$348K ﹤0.01%
14,638
+636
+5% +$16.4K
HOG icon
1615
Harley-Davidson
HOG
$2.71B
$348K ﹤0.01%
9,981
-2,030
-17% -$76.2K
CRNC icon
1616
Cerence
CRNC
$414M
$346K ﹤0.01%
21,996
-328
-1% -$7.37K
IX icon
1617
ORIX
IX
$43.5B
$346K ﹤0.01%
24,505
-600
-2% -$9.8K
NIO icon
1618
NIO
NIO
$11.9B
$343K ﹤0.01%
21,724
+4,158
+24% +$82.3K
GXO icon
1619
GXO Logistics
GXO
$5.55B
$341K ﹤0.01%
9,713
+105
+1% +$4.64K
MPLX icon
1620
MPLX
MPLX
$59.7B
$339K ﹤0.01%
11,292
+422
+4% +$13.3K
DASH icon
1621
DoorDash
DASH
$93.7B
$338K ﹤0.01%
6,837
+681
+11% +$45.5K
KD icon
1622
Kyndryl
KD
$3.05B
$338K ﹤0.01%
40,811
-17,485
-30% -$182K
GSY icon
1623
Invesco Ultra Short Duration ETF
GSY
$3.9B
$333K ﹤0.01%
6,750
– –
LAZR
1624
DELISTED
Luminar Technologies
LAZR
$333K ﹤0.01%
3,046
+23
+0.8% +$2.75K
FUL icon
1625
H.B. Fuller
FUL
$3.28B
$332K ﹤0.01%
5,530
-27,602
-83% -$1.76M
63 64
65
66 67

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Guggenheim Capital held 2,117 positions worth $10.9B, down 14% from $12.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital withdrew a net $1.1B in Q3 2022, closing 223 positions and reducing 1,076 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $367M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $11.6M.

  • Guggenheim Capital's largest Q3 2022 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 751,061 shares worth $11.6M.
  • Guggenheim Capital added most to Fox Class B in Q3 2022, an estimated $8.16M increase.
  • Guggenheim Capital's biggest Q3 2022 reduction was KKR Acquisition Holdings I Corp., cutting an estimated $36.5M.
  • Guggenheim Capital fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $367M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $10.9B portfolio in Q3 2022.
  • Guggenheim Capital opened 74 new positions and closed 223 in Q3 2022.
  • Guggenheim Capital's portfolio value fell 14% quarter-over-quarter to $10.9B.

Based on Guggenheim Capital's 13F filing for Q3 2022, filed 14 Nov 2022.