We are live on
!
Find out more
GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
(-2%)
Cap. Flow
-$57.8M
Cap. Flow
% of AUM
-0.35%
Top 10 Holdings %
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$50M |
| 2 |
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
|
+$38.8M |
| 3 |
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
|
+$37M |
| 4 |
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
|
+$34.7M |
| 5 |
Honeywell
HON
|
+$32.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$41.8M |
| 2 |
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
|
+$39.8M |
| 3 |
MTTR
Matterport, Inc. Class A Common Stock
MTTR
|
+$32.4M |
| 4 |
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
|
+$20M |
| 5 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$19.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.23% |
| 2 | Financials | 13.81% |
| 3 | Healthcare | 9.7% |
| 4 | Consumer Discretionary | 8.79% |
| 5 | Communication Services | 6.56% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
EMF
1601
Templeton Emerging Markets Fund
EMF
$326M
| $699K | ﹤0.01% |
41,177
+6,367
| +18% | +$115K |
|
1602
Smith & Nephew
SNN
$12.6B
| $697K | ﹤0.01% |
20,288
+2,078
| +11% | +$81.9K |
|
1603
Watsco Inc
WSO
$13.6B
| $697K | ﹤0.01% |
2,632
-840
| -24% | -$236K |
|
1604
Kulicke & Soffa
KLIC
$4.78B
| $696K | ﹤0.01% |
11,937
+1,446
| +14% | +$90K |
|
|
MFD
1605
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
| $695K | ﹤0.01% |
73,077
-11,291
| -13% | -$111K |
|
|
LHCG
1606
DELISTED
LHC Group LLC
LHCG
| $694K | ﹤0.01% |
4,423
+1,258
| +40% | +$236K |
|
|
CDK
1607
DELISTED
CDK Global, Inc.
CDK
| $694K | ﹤0.01% |
16,320
-14,620
| -47% | -$659K |
|
1608
Matador Resources
MTDR
$6.09B
| $693K | ﹤0.01% |
18,223
-6,843
| -27% | -$210K |
|
|
HPI
1609
John Hancock Preferred Income Fund
HPI
$433M
| $692K | ﹤0.01% |
32,221
+21,235
| +193% | +$461K |
|
1610
Heron Therapeutics
HRTX
$92.9M
| $692K | ﹤0.01% |
64,772
-182
| -0.3% | -$2.22K |
|
1611
Standex International
SXI
$4.12B
| $689K | ﹤0.01% |
6,961
-1,362
| -16% | -$130K |
|
1612
TTM Technologies
TTMI
$14.5B
| $689K | ﹤0.01% |
54,813
-28,857
| -34% | -$397K |
|
|
ECHO
1613
DELISTED
Echo Global Logistics, Inc.
ECHO
| $687K | ﹤0.01% |
+14,404
| New | +$498K |
|
1614
Tetra Tech
TTEK
$9.07B
| $685K | ﹤0.01% |
22,935
-1,890
| -8% | -$51.9K |
|
|
DQ
1615
Daqo New Energy
DQ
$996M
| $684K | ﹤0.01% |
11,998
+1,707
| +17% | +$102K |
|
1616
FTI Consulting
FCN
$4.18B
| $684K | ﹤0.01% |
5,076
-389
| -7% | -$54K |
|
|
WWE
1617
DELISTED
World Wrestling Entertainment
WWE
| $683K | ﹤0.01% |
12,144
+472
| +4% | +$24.6K |
|
1618
Canadian Natural Resources
CNQ
$93.8B
| $682K | ﹤0.01% |
38,126
-14,000
| -27% | -$231K |
|
|
EMO
1619
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.02B
| $682K | ﹤0.01% |
31,213
-16,200
| -34% | -$346K |
|
|
ATC
1620
DELISTED
Atotech Limited
ATC
| $681K | ﹤0.01% |
+28,192
| New | +$678K |
|
|
ZGNX
1621
DELISTED
Zogenix, Inc.
ZGNX
| $680K | ﹤0.01% |
44,738
-1,037
| -2% | -$16.2K |
|
|
PTR
1622
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
| $678K | ﹤0.01% |
+14,503
| New | +$641K |
|
1623
Maximus
MMS
$3.1B
| $677K | ﹤0.01% |
8,133
-3,675
| -31% | -$315K |
|
|
XONE
1624
DELISTED
The ExOne Company
XONE
| $673K | ﹤0.01% |
+28,781
| New | +$604K |
|
1625
Concentrix
CNXC
$1.57B
| $672K | ﹤0.01% |
3,794
-441
| -10% | -$73.1K |
|
Similar funds
TRSOTSOK
AIM
CII
AAMU
WANY
ACA
ZIG
Guggenheim Capital's Q3 2021 Portfolio in Review
As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.
- Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
- Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
- Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
- Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
- Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
- Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
- Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.
Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.