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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BELFB
1601
Bel Fuse Inc Class B
BELFB
$4.21B
$642K ﹤0.01%
32,275
+19,515
+153% +$345K
EQH icon
1602
Equitable Holdings
EQH
$14.1B
$642K ﹤0.01%
19,674
+5,425
+38% +$156K
ARCB icon
1603
ArcBest
ARCB
$3.08B
$640K ﹤0.01%
+9,094
New +$524K
GTLS
1604
DELISTED
Chart Industries
GTLS
$640K ﹤0.01%
4,495
-3,708
-45% -$524K
SAVE
1605
DELISTED
Spirit Airlines, Inc.
SAVE
$639K ﹤0.01%
17,307
-3,310
-16% -$106K
FMBI
1606
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$638K ﹤0.01%
29,148
+8,692
+42% +$170K
SENEA icon
1607
Seneca Foods Class A
SENEA
$1.21B
$636K ﹤0.01%
13,503
+8,171
+153% +$391K
ESE icon
1608
ESCO Technologies
ESE
$7.92B
$635K ﹤0.01%
5,832
-1,029
-15% -$109K
ANDE icon
1609
Andersons Inc
ANDE
$2.22B
$634K ﹤0.01%
23,148
+14,003
+153% +$371K
ASR icon
1610
Grupo Aeroportuario del Sureste
ASR
$8.3B
$632K ﹤0.01%
3,553
+1,374
+63% +$237K
VIVO
1611
DELISTED
Meridian Bioscience Inc
VIVO
$632K ﹤0.01%
24,079
-20,861
-46% -$496K
CLR
1612
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$631K ﹤0.01%
24,394
+5,406
+28% +$127K
DMC
1613
Del Monte Corp
DMC
$1.45B
$627K ﹤0.01%
21,901
+13,250
+153% +$353K
NWE icon
1614
NorthWestern Energy
NWE
$4.43B
$624K ﹤0.01%
9,564
-9,969
-51% -$590K
TY icon
1615
TRI-Continental Corp
TY
$1.9B
$624K ﹤0.01%
19,240
+1,610
+9% +$49.7K
OIS icon
1616
Oil States International
OIS
$491M
$620K ﹤0.01%
102,824
+28,695
+39% +$196K
SU icon
1617
Suncor Energy
SU
$70.3B
$620K ﹤0.01%
29,697
+5,474
+23% +$107K
LTHM
1618
DELISTED
Livent Corporation
LTHM
$620K ﹤0.01%
35,797
-20,764
-37% -$407K
RMT
1619
Royce Micro-Cap Trust
RMT
$761M
$619K ﹤0.01%
54,801
-808
-1% -$9.22K
FBC
1620
DELISTED
Flagstar Bancorp, Inc. New
FBC
$619K ﹤0.01%
13,716
– –
EHI
1621
Western Asset Global High Income Fund
EHI
$178M
$615K ﹤0.01%
58,597
-23,916
-29% -$245K
ODP
1622
DELISTED
ODP
ODP
$614K ﹤0.01%
+14,174
New +$592K
PSXP
1623
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$614K ﹤0.01%
19,378
-2,457
-11% -$69.6K
BBBY
1624
DELISTED
Bed Bath & Beyond Inc
BBBY
$613K ﹤0.01%
21,013
+315
+2% +$8.81K
KTB icon
1625
Kontoor Brands
KTB
$4.26B
$612K ﹤0.01%
12,615
+4,398
+54% +$196K
63 64
65
66 67

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.