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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLH icon
1601
Clean Harbors
CLH
$16.3B
$326K ﹤0.01%
5,813
-856
-13% -$50.7K
EOT
1602
Eaton Vance National Municipal Opportunities Trust
EOT
$274M
$325K ﹤0.01%
16,234
-324
-2% -$6.57K
GBX icon
1603
The Greenbrier Companies
GBX
$1.46B
$325K ﹤0.01%
+11,069
New +$299K
KLIC icon
1604
Kulicke & Soffa
KLIC
$4.78B
$325K ﹤0.01%
+14,527
New +$343K
BCPC
1605
Balchem Corp
BCPC
$5.72B
$325K ﹤0.01%
3,328
+943
+40% +$92.4K
MLKN icon
1606
MillerKnoll
MLKN
$1.67B
$324K ﹤0.01%
10,759
-2,939
-21% -$72.8K
VVV icon
1607
Valvoline
VVV
$4.51B
$324K ﹤0.01%
17,026
+3,884
+30% +$80.2K
DK icon
1608
Delek US
DK
$3.58B
$323K ﹤0.01%
29,009
-3,489
-11% -$53.7K
PFF icon
1609
iShares Preferred and Income Securities ETF
PFF
$13.2B
$323K ﹤0.01%
+8,848
New +$318K
HAFC icon
1610
Hanmi Financial
HAFC
$946M
$321K ﹤0.01%
39,110
– –
MTSI icon
1611
MACOM Technology Solutions
MTSI
$23.7B
$321K ﹤0.01%
9,451
-188,138
-95% -$6.84M
HRTX icon
1612
Heron Therapeutics
HRTX
$92.9M
$320K ﹤0.01%
+21,564
New +$336K
PBH icon
1613
Prestige Consumer Healthcare
PBH
$2.6B
$319K ﹤0.01%
+8,750
New +$325K
PCN
1614
PIMCO Corporate & Income Strategy Fund
PCN
$885M
$318K ﹤0.01%
20,365
-567
-3% -$8.94K
GF
1615
New Germany Fund
GF
$188M
$317K ﹤0.01%
18,779
+6,432
+52% +$107K
IOSP icon
1616
Innospec
IOSP
$2.28B
$316K ﹤0.01%
4,983
+170
+4% +$12.6K
DEA
1617
Easterly Government Properties
DEA
$1.18B
$315K ﹤0.01%
5,633
-1,264
-18% -$74.7K
ALGT icon
1618
Allegiant Air
ALGT
$2.57B
$314K ﹤0.01%
2,619
+496
+23% +$59.9K
UA icon
1619
Under Armour Class C
UA
$2.53B
$314K ﹤0.01%
31,886
-2,202
-6% -$20.7K
GRX
1620
Gabelli Healthcare & Wellness Trust
GRX
$146M
$313K ﹤0.01%
30,303
+13,380
+79% +$140K
NEWR
1621
DELISTED
New Relic, Inc.
NEWR
$311K ﹤0.01%
5,521
+1,640
+42% +$100K
REZI icon
1622
Resideo Technologies
REZI
$3.95B
$309K ﹤0.01%
28,100
+14,467
+106% +$183K
ARCB icon
1623
ArcBest
ARCB
$3.08B
$307K ﹤0.01%
+9,882
New +$308K
PAGP icon
1624
Plains GP Holdings
PAGP
$4.9B
$307K ﹤0.01%
50,382
-7,739
-13% -$59.3K
EGF
1625
DELISTED
Blackrock Enhanced Government Fund, Inc.
EGF
$306K ﹤0.01%
+22,841
New +$303K
63 64
65
66 67

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.