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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTNX icon
1601
Nutanix
NTNX
$16.6B
$487K ﹤0.01%
15,566
-7,694
-33% -$227K
RNST icon
1602
Renasant Corp
RNST
$4.05B
$484K ﹤0.01%
13,678
-11,374
-45% -$401K
AXIA
1603
AXIA Energia
AXIA
$23.9B
$483K ﹤0.01%
65,506
+41,270
+170% +$291K
ATR icon
1604
AptarGroup
ATR
$8.66B
$482K ﹤0.01%
4,168
+201
+5% +$22.9K
STL
1605
DELISTED
Sterling Bancorp
STL
$482K ﹤0.01%
22,868
-11,801
-34% -$241K
AROC icon
1606
Archrock
AROC
$6.26B
$481K ﹤0.01%
47,950
-33,748
-41% -$315K
NAV
1607
DELISTED
Navistar International
NAV
$481K ﹤0.01%
16,609
+148
+0.9% +$4.55K
CAR icon
1608
Avis
CAR
$4.99B
$480K ﹤0.01%
14,887
+828
+6% +$24.8K
CLF icon
1609
Cleveland-Cliffs
CLF
$7.02B
$480K ﹤0.01%
57,179
-8,743
-13% -$67.1K
PGHY icon
1610
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$226M
$480K ﹤0.01%
21,074
+7,011
+50% +$160K
GEF icon
1611
Greif
GEF
$5.08B
$478K ﹤0.01%
+10,811
New +$447K
MAT icon
1612
Mattel
MAT
$4.32B
$476K ﹤0.01%
+35,151
New +$417K
CCU icon
1613
Compañía de Cervecerías Unidas
CCU
$2.15B
$474K ﹤0.01%
24,976
+5,882
+31% +$117K
CHWY icon
1614
Chewy
CHWY
$9.87B
$474K ﹤0.01%
16,332
+126
+0.8% +$3.22K
ENLC
1615
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$472K ﹤0.01%
77,028
-28,274
-27% -$172K
IIPR icon
1616
Innovative Industrial Properties
IIPR
$1.75B
$470K ﹤0.01%
6,200
+3,160
+104% +$245K
UL icon
1617
Unilever
UL
$138B
$470K ﹤0.01%
7,321
-19,438
-73% -$1.29M
PAYC icon
1618
Paycom
PAYC
$8.17B
$469K ﹤0.01%
1,773
-537
-23% -$127K
AN icon
1619
AutoNation
AN
$7.13B
$468K ﹤0.01%
9,621
+165
+2% +$8.35K
DBL
1620
DoubleLine Opportunistic Credit Fund
DBL
$279M
$467K ﹤0.01%
22,636
-27,108
-54% -$561K
IART icon
1621
Integra LifeSciences
IART
$1.39B
$467K ﹤0.01%
8,013
-13,398
-63% -$798K
PARR icon
1622
Par Pacific Holdings
PARR
$4.16B
$465K ﹤0.01%
20,003
+1,181
+6% +$28.2K
SM icon
1623
SM Energy
SM
$7.44B
$464K ﹤0.01%
41,296
+9,351
+29% +$84.2K
DEA
1624
Easterly Government Properties
DEA
$1.18B
$463K ﹤0.01%
7,805
-8,921
-53% -$503K
PRDO icon
1625
Perdoceo Education
PRDO
$2.06B
$462K ﹤0.01%
25,123
+14,109
+128% +$230K
63 64
65
66 67

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AIM
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.