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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GORO icon
1601
Goldgroup Mining Inc.
GORO
$163M
$521K ﹤0.01%
170,676
-58,065
-25% -$204K
LFUS icon
1602
Littelfuse
LFUS
$11.7B
$521K ﹤0.01%
2,936
+705
+32% +$119K
BSM icon
1603
Black Stone Minerals
BSM
$3.09B
$519K ﹤0.01%
36,473
+15,436
+73% +$226K
ARCH
1604
DELISTED
Arch Resources, Inc.
ARCH
$518K ﹤0.01%
6,975
-1,100
-14% -$89.2K
SE icon
1605
Sea Limited
SE
$70.4B
$517K ﹤0.01%
16,712
+9,781
+141% +$328K
NXR
1606
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$516K ﹤0.01%
32,111
+6,542
+26% +$103K
PEO
1607
Adams Natural Resources Fund
PEO
$721M
$514K ﹤0.01%
33,740
-709
-2% -$10.8K
PNNT
1608
Pennant Park Investment Corp
PNNT
$227M
$513K ﹤0.01%
81,755
-47,461
-37% -$303K
BCC icon
1609
Boise Cascade
BCC
$2.98B
$511K ﹤0.01%
+15,681
New +$460K
USWS
1610
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$509K ﹤0.01%
11,699
-15
-0.1% -$987
MNP
1611
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$509K ﹤0.01%
33,192
-232
-0.7% -$3.53K
VISN
1612
Vistance Networks Inc
VISN
$2.79B
$506K ﹤0.01%
43,034
+11,865
+38% +$153K
SLCA
1613
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$506K ﹤0.01%
52,940
+13,735
+35% +$158K
TDF
1614
Templeton Dragon Fund
TDF
$274M
$504K ﹤0.01%
28,144
-7,973
-22% -$150K
GCO icon
1615
Genesco
GCO
$436M
$501K ﹤0.01%
12,519
+6,957
+125% +$268K
BERY
1616
DELISTED
Berry Global Group, Inc.
BERY
$498K ﹤0.01%
13,790
+378
+3% +$15.5K
BCX icon
1617
BlackRock Resources & Commodities Strategy Trust
BCX
$914M
$496K ﹤0.01%
66,306
-2,839
-4% -$21.8K
EQH icon
1618
Equitable Holdings
EQH
$14B
$496K ﹤0.01%
22,404
+4,965
+28% +$107K
SPNT icon
1619
SiriusPoint
SPNT
$2.74B
$496K ﹤0.01%
49,613
+10,217
+26% +$103K
AMBA icon
1620
Ambarella
AMBA
$3.59B
$495K ﹤0.01%
+7,870
New +$408K
NWBI icon
1621
Northwest Bancshares
NWBI
$2.34B
$494K ﹤0.01%
30,139
-20,828
-41% -$348K
SEM
1622
DELISTED
Select Medical
SEM
$492K ﹤0.01%
55,019
+1,275
+2% +$11.1K
SNBR
1623
DELISTED
Sleep Number
SNBR
$492K ﹤0.01%
11,899
-431
-3% -$18.5K
MCRN
1624
DELISTED
Milacron Holdings Corp.
MCRN
$492K ﹤0.01%
+29,526
New +$475K
MTZ icon
1625
MasTec
MTZ
$21.4B
$490K ﹤0.01%
7,548
-5,314
-41% -$310K
63 64
65
66 67

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CII
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AAMU
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WANY
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ZIG
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.