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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.13%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41B
AUM Growth
-$1.22B
Cap. Flow
-$1.4B
Cap. Flow %
-3.42%
Top 10 Hldgs %
7.61%
Holding
2,857
New
150
Increased
1,149
Reduced
1,452
Closed
90

Top Buys

Rank Stock Value
1
IPGP icon
IPG Photonics
IPGP
+$83.6M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$79.8M
3
TTWO icon
Take-Two Interactive
TTWO
+$54.2M
4
SIVB
SVB Financial Group
SIVB
+$47.1M
5
NKTR icon
Nektar Therapeutics
NKTR
+$41.1M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$792M
2
STX icon
Seagate
STX
+$79.7M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$76.2M
4
LYB icon
LyondellBasell Industries
LYB
+$75.9M
5
ACN icon
Accenture
ACN
+$71.2M

Sector Composition

Rank Sector Weight
1 Technology 15.18%
2 Financials 12.82%
3 Healthcare 11.74%
4 Industrials 10.52%
5 Consumer Discretionary 10.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CW icon
1601
Curtiss-Wright
CW
$25.5B
$2.09M 0.01%
15,508
+80
+0.5% +$10.5K
BSE
1602
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$2.09M 0.01%
167,281
-2,597
-2% -$33.3K
CHE icon
1603
Chemed
CHE
$7.22B
$2.09M 0.01%
7,670
-187
-2% -$49.5K
SPB icon
1604
Spectrum Brands
SPB
$2.07B
$2.09M 0.01%
20,132
-20,283
-50% -$2.18M
CEV
1605
Eaton Vance California Municipal Income Trust
CEV
$73.6M
$2.09M 0.01%
183,576
+13,753
+8% +$161K
PCQ
1606
Pimco California Municipal Income Fund
PCQ
$167M
$2.09M 0.01%
141,716
-17,935
-11% -$282K
IAF
1607
abrdn Australia Equity Fund
IAF
$127M
$2.08M 0.01%
115,068
+4,674
+4% +$89.6K
RPAI
1608
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$2.08M 0.01%
178,803
-9,515
-5% -$115K
SPN
1609
DELISTED
Superior Energy Services, Inc.
SPN
$2.08M 0.01%
24,729
+654
+3% +$64.5K
PAG icon
1610
Penske Automotive Group
PAG
$14.2B
$2.08M 0.01%
46,855
-87,513
-65% -$4.24M
DCH
1611
Dauch Corp
DCH
$1.51B
$2.07M 0.01%
136,222
-46,578
-25% -$765K
SBCF icon
1612
Seacoast Banking Corp of Florida
SBCF
$3.35B
$2.07M 0.01%
+78,108
New +$2.06M
RNST icon
1613
Renasant Corp
RNST
$3.91B
$2.07M 0.01%
+48,577
New +$2.09M
AIF
1614
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$2.06M 0.01%
131,539
-21,348
-14% -$334K
LITE icon
1615
Lumentum
LITE
$69.3B
$2.06M 0.01%
32,195
-6,807
-17% -$391K
FSM icon
1616
Fortuna Silver Mines
FSM
$3.07B
$2.05M 0.01%
394,059
+184,531
+88% +$889K
AZN icon
1617
AstraZeneca
AZN
$250B
$2.05M 0.01%
29,345
-45,515
-61% -$3.15M
DST
1618
DELISTED
DST Systems Inc.
DST
$2.05M 0.01%
24,524
+18,539
+310% +$1.51M
AVNS
1619
DELISTED
Avanos Medical
AVNS
$2.05M 0.01%
44,379
+1,331
+3% +$63.2K
CORE
1620
DELISTED
Core Mark Holding Co., Inc.
CORE
$2.04M 0.01%
96,169
+51,746
+116% +$1.17M
NTR icon
1621
Nutrien
NTR
$30.7B
$2.04M 0.01%
+43,171
New +$2.16M
AUD
1622
DELISTED
Audacy, Inc.
AUD
$2.03M 0.01%
+210,773
New +$2.19M
PENN icon
1623
PENN Entertainment
PENN
$2.71B
$2.03M ﹤0.01%
77,208
+4,208
+6% +$122K
HF
1624
DELISTED
HFF Inc.
HF
$2.03M ﹤0.01%
40,831
+120
+0.3% +$5.74K
WSM icon
1625
Williams-Sonoma
WSM
$29.6B
$2.03M ﹤0.01%
76,792
-93,758
-55% -$2.48M
63 64
65
66 67

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2018 Portfolio in Review

As of Q1 2018, Guggenheim Capital held 2,857 positions worth $41B, down 2.9% from $42.2B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $1.4B in Q1 2018, closing 90 positions and reducing 1,452 holdings. Its most notable exit was Seagate, an estimated $79.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in State Street SPDR Bloomberg High Yield Bond ETF worth $28.5M.

  • Guggenheim Capital's largest Q1 2018 buy was State Street SPDR Bloomberg High Yield Bond ETF: 264,964 shares worth $28.5M.
  • Guggenheim Capital added most to IPG Photonics in Q1 2018, an estimated $83.6M increase.
  • Guggenheim Capital's biggest Q1 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $792M.
  • Guggenheim Capital fully exited Seagate in Q1 2018, selling an estimated $79.7M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $41B portfolio in Q1 2018.
  • Guggenheim Capital opened 150 new positions and closed 90 in Q1 2018.
  • Guggenheim Capital's portfolio value fell 2.9% quarter-over-quarter to $41B.

Based on Guggenheim Capital's 13F filing for Q1 2018, filed 15 May 2018.