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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLP
1601
DELISTED
Transmontaigne
TLP
$2.21M 0.01%
55,891
-2,505
-4% -$102K
MTRX icon
1602
Matrix Service
MTRX
$326M
$2.19M 0.01%
123,282
+4,985
+4% +$78.4K
KALU icon
1603
Kaiser Aluminum
KALU
$2.61B
$2.19M 0.01%
20,493
-249
-1% -$24.9K
EVY
1604
DELISTED
Eaton Vance New York Municipal Income Trust
EVY
$2.18M 0.01%
171,834
+11,222
+7% +$145K
SCHL icon
1605
Scholastic
SCHL
$767M
$2.18M 0.01%
54,356
-24
-0% -$931
CNQ icon
1606
Canadian Natural Resources
CNQ
$99.4B
$2.17M 0.01%
124,031
-18,286
-13% -$307K
HAIN icon
1607
Hain Celestial
HAIN
$45M
$2.17M 0.01%
51,228
-2,062
-4% -$81.7K
BOKF icon
1608
BOK Financial
BOKF
$8.58B
$2.17M 0.01%
23,518
+19,763
+526% +$1.74M
GLO
1609
Clough Global Opportunities Fund
GLO
$250M
$2.17M 0.01%
199,410
-102,075
-34% -$1.14M
EXPR
1610
DELISTED
Express, Inc.
EXPR
$2.17M 0.01%
10,683
+1,188
+13% +$195K
FPL
1611
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$2.17M 0.01%
181,200
+112,861
+165% +$1.35M
STL
1612
DELISTED
Sterling Bancorp
STL
$2.17M 0.01%
88,114
-37,130
-30% -$920K
CNXM
1613
DELISTED
CNX Midstream Partners LP
CNXM
$2.16M 0.01%
129,013
+18,866
+17% +$314K
CE icon
1614
Celanese
CE
$4.9B
$2.16M 0.01%
20,148
-30,179
-60% -$3.21M
ICPT
1615
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$2.16M 0.01%
36,911
-9,280
-20% -$585K
LECO icon
1616
Lincoln Electric
LECO
$14.2B
$2.15M 0.01%
23,546
+18,082
+331% +$1.65M
MED icon
1617
Medifast
MED
$109M
$2.15M 0.01%
30,821
+22,924
+290% +$1.52M
PICB icon
1618
Invesco International Corporate Bond ETF
PICB
$355M
$2.15M 0.01%
77,977
-20,751
-21% -$561K
SAH icon
1619
Sonic Automotive
SAH
$2.9B
$2.14M 0.01%
116,096
-2,759
-2% -$56.2K
BBD icon
1620
Banco Bradesco
BBD
$39.3B
$2.14M 0.01%
367,613
+114,613
+45% +$686K
RPM icon
1621
RPM International
RPM
$13.7B
$2.14M 0.01%
40,872
+1,039
+3% +$54.3K
BCH icon
1622
Banco de Chile
BCH
$20.9B
$2.14M 0.01%
68,032
-4,579
-6% -$134K
VCLT icon
1623
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$2.14M 0.01%
22,313
+11,961
+116% +$1.13M
SAFT icon
1624
Safety Insurance
SAFT
$1.52B
$2.13M 0.01%
26,556
-4,189
-14% -$339K
HNI icon
1625
HNI Corp
HNI
$3.24B
$2.13M 0.01%
55,290
-6,551
-11% -$240K
63 64
65
66 67

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.