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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KG
1601
Kestrel Group
KG
$69.4M
$2.18M 0.01%
13,718
-1,090
-7% -$193K
EPC icon
1602
Edgewell Personal Care
EPC
$1.25B
$2.18M 0.01%
29,943
-3,277
-10% -$242K
TXNM
1603
TXNM Energy Inc
TXNM
$6.41B
$2.18M 0.01%
53,975
+5,548
+11% +$226K
OMCL icon
1604
Omnicell
OMCL
$1.61B
$2.18M 0.01%
42,685
+2,672
+7% +$128K
AWF
1605
AllianceBernstein Global High Income Fund
AWF
$870M
$2.17M 0.01%
166,539
-52,379
-24% -$678K
FINL
1606
DELISTED
Finish Line
FINL
$2.17M 0.01%
180,779
+38,740
+27% +$463K
GPI icon
1607
Group 1 Automotive
GPI
$3.42B
$2.17M 0.01%
29,871
+3,723
+14% +$229K
PFPT
1608
DELISTED
Proofpoint, Inc.
PFPT
$2.16M 0.01%
24,778
-4,468
-15% -$397K
SIX
1609
DELISTED
Six Flags Entertainment Corp.
SIX
$2.16M 0.01%
35,466
-1,302
-4% -$73K
BCH icon
1610
Banco de Chile
BCH
$20.9B
$2.16M 0.01%
72,611
-5,649
-7% -$159K
GWR
1611
DELISTED
Genesee & Wyoming Inc.
GWR
$2.15M 0.01%
29,105
+499
+2% +$34.1K
CADE
1612
DELISTED
Cadence Bank
CADE
$2.15M 0.01%
67,074
+44,963
+203% +$1.35M
AFAM
1613
DELISTED
Almost Family Inc
AFAM
$2.15M 0.01%
40,005
+7,196
+22% +$367K
KALU icon
1614
Kaiser Aluminum
KALU
$2.61B
$2.14M 0.01%
20,742
-333
-2% -$32.1K
MUI
1615
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$2.13M 0.01%
150,332
+40,963
+37% +$581K
RMP
1616
DELISTED
Rice Midstream Partners LP
RMP
$2.12M 0.01%
101,291
+14,876
+17% +$305K
FCN icon
1617
FTI Consulting
FCN
$4.4B
$2.12M 0.01%
59,724
+1,350
+2% +$45.4K
GIFI
1618
DELISTED
Gulf Island Fabrication
GIFI
$2.12M 0.01%
166,940
+28,122
+20% +$322K
SNEX icon
1619
StoneX
SNEX
$9.26B
$2.12M 0.01%
279,713
+49,233
+21% +$360K
EVY
1620
DELISTED
Eaton Vance New York Municipal Income Trust
EVY
$2.12M 0.01%
160,612
+13,342
+9% +$176K
WBT
1621
DELISTED
Welbilt, Inc.
WBT
$2.11M 0.01%
91,525
+3,149
+4% +$63.7K
PGNX
1622
DELISTED
Progenics Pharmaceuticals Inc
PGNX
$2.1M ﹤0.01%
285,574
+25,113
+10% +$160K
VEDL
1623
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$2.1M ﹤0.01%
108,534
+27,113
+33% +$500K
GFF icon
1624
Griffon
GFF
$3.95B
$2.1M ﹤0.01%
94,679
+8,344
+10% +$168K
SFLY
1625
DELISTED
Shutterfly, Inc.
SFLY
$2.09M ﹤0.01%
43,145
+5,152
+14% +$243K
63 64
65
66 67

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.