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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBYI icon
1601
Puma Biotechnology
PBYI
$404M
$2.16M 0.01%
57,981
+250
+0.4% +$9.12K
THC icon
1602
Tenet Healthcare
THC
$20.5B
$2.15M 0.01%
121,367
-16,064
-12% -$298K
GFI icon
1603
Gold Fields
GFI
$29B
$2.15M 0.01%
608,434
-74,342
-11% -$251K
UE icon
1604
Urban Edge Properties
UE
$2.86B
$2.15M 0.01%
81,646
-1,690
-2% -$46.2K
HPS
1605
John Hancock Preferred Income Fund III
HPS
$457M
$2.14M 0.01%
116,243
-7,167
-6% -$131K
ENVA icon
1606
Enova International
ENVA
$6.33B
$2.14M 0.01%
144,267
-28,828
-17% -$407K
GIFI
1607
DELISTED
Gulf Island Fabrication
GIFI
$2.14M 0.01%
185,428
-36,692
-17% -$452K
WB icon
1608
Weibo
WB
$2B
$2.14M 0.01%
41,013
+4,563
+13% +$227K
GRC icon
1609
Gorman-Rupp
GRC
$2.14B
$2.14M 0.01%
68,060
+4,183
+7% +$130K
PIPR icon
1610
Piper Sandler
PIPR
$5.12B
$2.13M 0.01%
133,648
-15,652
-10% -$277K
BSJH
1611
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$2.13M 0.01%
83,038
-9,929
-11% -$256K
USA icon
1612
Liberty All-Star Equity Fund
USA
$1.79B
$2.12M 0.01%
388,786
+35,090
+10% +$190K
ASNA
1613
DELISTED
Ascena Retail Group, Inc.
ASNA
$2.12M 0.01%
24,923
-5,476
-18% -$526K
MTGE
1614
DELISTED
MTGE Investment Corp. Common Stock
MTGE
$2.12M 0.01%
126,694
-20,674
-14% -$338K
STE icon
1615
Steris
STE
$22.3B
$2.12M 0.01%
30,536
-6,934
-19% -$480K
GWR
1616
DELISTED
Genesee & Wyoming Inc.
GWR
$2.12M 0.01%
31,260
+447
+1% +$32.3K
EBIX
1617
DELISTED
Ebix Inc
EBIX
$2.12M 0.01%
34,559
-4,153
-11% -$247K
JOYY
1618
JOYY Inc
JOYY
$3.71B
$2.11M 0.01%
45,817
+2,305
+5% +$102K
GCP
1619
DELISTED
GCP Applied Technologies Inc.
GCP
$2.11M 0.01%
64,723
+14,416
+29% +$416K
TEN
1620
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$2.11M 0.01%
33,810
+1,423
+4% +$93.3K
FCNCA icon
1621
First Citizens BancShares
FCNCA
$24.9B
$2.11M 0.01%
6,283
-93
-1% -$33K
ESL
1622
DELISTED
Esterline Technologies
ESL
$2.11M 0.01%
24,467
-1,659
-6% -$145K
SBSW icon
1623
Sibanye-Stillwater
SBSW
$6.26B
$2.1M 0.01%
253,066
-16,760
-6% -$133K
EEP
1624
DELISTED
Enbridge Energy Partners
EEP
$2.1M 0.01%
110,656
-168,336
-60% -$3.41M
IIM icon
1625
Invesco Value Municipal Income Trust
IIM
$589M
$2.1M 0.01%
143,757
-19,508
-12% -$286K
63 64
65
66 67

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.