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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
TTE icon
TotalEnergies
TTE
+$80.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
4
EMC
EMC CORPORATION
EMC
+$36.4M
5
GAS
AGL Resources Inc
GAS
+$36.3M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OII icon
1601
Oceaneering
OII
$4.83B
$2.03M 0.01%
73,900
+9,483
+15% +$262K
IHD
1602
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$132M
$2.03M 0.01%
247,915
-9,665
-4% -$75.8K
SXC icon
1603
SunCoke Energy
SXC
$794M
$2.03M 0.01%
253,085
+264
+0.1% +$1.85K
BOKF icon
1604
BOK Financial
BOKF
$8.77B
$2.02M 0.01%
29,350
-12,529
-30% -$832K
MRVL icon
1605
Marvell Technology
MRVL
$194B
$2.02M 0.01%
152,517
+45,363
+42% +$533K
FBP icon
1606
First Bancorp
FBP
$4.46B
$2.02M 0.01%
387,628
+208
+0.1% +$962
AMWD
1607
DELISTED
American Woodmark
AMWD
$2.02M 0.01%
25,000
-3,329
-12% -$260K
BEAT
1608
DELISTED
BioTelemetry, Inc.
BEAT
$2.01M 0.01%
+108,225
New +$2.04M
IRBT
1609
DELISTED
iRobot
IRBT
$2.01M 0.01%
45,611
-118,694
-72% -$4.65M
SHO icon
1610
Sunstone Hotel Investors
SHO
$2.18B
$2M 0.01%
156,522
+101,114
+182% +$1.32M
DHT icon
1611
DHT Holdings
DHT
$2.88B
$2M 0.01%
477,889
+227,037
+91% +$1.06M
CVE icon
1612
Cenovus Energy
CVE
$51.5B
$2M 0.01%
139,210
-4,143
-3% -$59.2K
TLRD
1613
DELISTED
Tailored Brands, Inc.
TLRD
$2M 0.01%
127,235
-3,025
-2% -$44K
CLGX
1614
DELISTED
Corelogic, Inc.
CLGX
$1.98M 0.01%
50,563
+9,278
+22% +$370K
EVJ
1615
DELISTED
Eaton Vance New Jersey Municipal Income Trust
EVJ
$1.98M 0.01%
142,766
-1,094
-0.8% -$15.3K
EIG icon
1616
Employers Holdings
EIG
$906M
$1.98M 0.01%
66,347
-9,729
-13% -$289K
THC icon
1617
Tenet Healthcare
THC
$21.1B
$1.98M 0.01%
87,296
+582
+0.7% +$15.1K
ICLR icon
1618
Icon
ICLR
$12.7B
$1.98M 0.01%
25,534
-709
-3% -$53.3K
PBR.A icon
1619
Petrobras Class A
PBR.A
$106B
$1.97M 0.01%
237,157
+44,695
+23% +$336K
PCH
1620
DELISTED
PotlatchDeltic
PCH
$1.97M 0.01%
50,694
-4,022
-7% -$151K
TCO
1621
DELISTED
Taubman Centers Inc.
TCO
$1.97M 0.01%
26,491
-2,045
-7% -$158K
ISCA
1622
DELISTED
International Speedway Corp
ISCA
$1.97M 0.01%
58,935
-111
-0.2% -$3.76K
CMBT
1623
CMB.TECH NV
CMBT
$4.67B
$1.97M 0.01%
258,108
+106,082
+70% +$927K
CSV icon
1624
Carriage Services
CSV
$647M
$1.97M 0.01%
83,245
+4,080
+5% +$96.8K
VASC
1625
DELISTED
Vascular Solutions Inc
VASC
$1.96M 0.01%
40,700
-5,557
-12% -$259K
63 64
65
66 67

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.