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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
THOR
1601
DELISTED
THORATEC CORPORATION
THOR
$1.98M 0.01%
31,339
+4,421
+16% +$263K
WPP icon
1602
WPP
WPP
$5.94B
$1.98M 0.01%
19,019
+4,022
+27% +$439K
RCI icon
1603
Rogers Communications
RCI
$18.6B
$1.98M 0.01%
57,374
+43,795
+323% +$1.51M
BJRI icon
1604
BJ's Restaurants
BJRI
$1.48B
$1.98M 0.01%
45,938
+581
+1% +$27.3K
CW icon
1605
Curtiss-Wright
CW
$25.5B
$1.98M 0.01%
31,654
-1,894
-6% -$127K
GMZ
1606
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$1.97M 0.01%
27,031
+13,836
+105% +$1.31M
VSTO
1607
DELISTED
Vista Outdoor Inc.
VSTO
$1.97M 0.01%
44,385
+35,192
+383% +$1.61M
UPBD icon
1608
Upbound Group
UPBD
$1.16B
$1.97M 0.01%
81,300
-17,853
-18% -$479K
EME icon
1609
Emcor
EME
$36B
$1.97M 0.01%
44,516
-13,798
-24% -$644K
TEX icon
1610
Terex
TEX
$7.74B
$1.97M 0.01%
109,832
-48,344
-31% -$1.05M
INVA icon
1611
Innoviva
INVA
$1.48B
$1.96M 0.01%
273,462
-534,891
-66% -$7.27M
ECF
1612
Ellsworth Growth & Income Fund
ECF
$172M
$1.95M 0.01%
249,725
+13,710
+6% +$116K
CDW icon
1613
CDW
CDW
$17B
$1.95M 0.01%
47,747
-2,390
-5% -$90.5K
CCEC
1614
Capital Clean Energy Carriers
CCEC
$1.35B
$1.95M 0.01%
45,253
-1,395
-3% -$70.7K
BLE
1615
DELISTED
BlackRock Municipal Income Trust II
BLE
$1.95M 0.01%
133,898
+45,304
+51% +$648K
CTRE icon
1616
CareTrust REIT
CTRE
$9.74B
$1.94M 0.01%
170,988
+101,687
+147% +$1.23M
AFAM
1617
DELISTED
Almost Family Inc
AFAM
$1.94M 0.01%
48,424
-2,632
-5% -$118K
ATHN
1618
DELISTED
Athenahealth, Inc.
ATHN
$1.94M 0.01%
14,505
-5,494
-27% -$717K
ODP
1619
DELISTED
ODP
ODP
$1.93M 0.01%
30,063
-7,432
-20% -$579K
SPR
1620
DELISTED
Spirit AeroSystems
SPR
$1.93M 0.01%
39,868
-2,543
-6% -$135K
GPRE icon
1621
Green Plains
GPRE
$1.03B
$1.92M 0.01%
98,685
-5,620
-5% -$124K
ACAT
1622
DELISTED
Arctic Cat Inc
ACAT
$1.91M 0.01%
86,279
-89
-0.1% -$2.49K
ZAYO
1623
DELISTED
Zayo Group Holdings, Inc.
ZAYO
$1.91M 0.01%
75,342
-25,474
-25% -$685K
MTD icon
1624
Mettler-Toledo International
MTD
$28.6B
$1.91M 0.01%
6,707
-12,655
-65% -$4M
SPTN
1625
DELISTED
SpartanNash
SPTN
$1.91M 0.01%
73,871
-4,487
-6% -$136K
63 64
65
66 67

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.