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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBH icon
1601
Sally Beauty Holdings
SBH
$1.52B
$2.52M 0.01%
92,013
+79,007
+607% +$2.09M
BRX icon
1602
Brixmor Property Group
BRX
$9.33B
$2.51M 0.01%
112,853
-26,792
-19% -$623K
CJES
1603
DELISTED
C&J ENERGY SVCS LTD
CJES
$2.51M 0.01%
82,036
-852,333
-91% -$25.6M
ICON
1604
DELISTED
Iconix Brand Group, Inc.
ICON
$2.5M 0.01%
6,772
-390
-5% -$161K
FEI
1605
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$2.5M 0.01%
116,978
+16,032
+16% +$343K
GGN
1606
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$801M
$2.49M 0.01%
269,645
-31,179
-10% -$333K
SMG icon
1607
ScottsMiracle-Gro
SMG
$3.66B
$2.49M 0.01%
45,323
-3,315
-7% -$186K
FSD
1608
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$2.48M 0.01%
145,107
-63,003
-30% -$1.1M
RENX
1609
DELISTED
RELX N.V.
RENX
$2.48M 0.01%
168,688
-16,369
-9% -$241K
MGAM
1610
DELISTED
MULTIMEDIA GAMES HOLDING COMPANY INC COM STK (TX)
MGAM
$2.47M 0.01%
68,707
+6,971
+11% +$210K
RES icon
1611
RPC Inc
RES
$1.31B
$2.47M 0.01%
112,504
-301
-0.3% -$6.75K
HRI icon
1612
Herc Holdings
HRI
$5.58B
$2.45M 0.01%
32,151
-55,023
-63% -$4.7M
BAP icon
1613
Credicorp
BAP
$31.4B
$2.44M 0.01%
15,935
-575
-3% -$88.1K
KRC icon
1614
Kilroy Realty
KRC
$4.39B
$2.44M 0.01%
41,115
+6,859
+20% +$426K
CMC icon
1615
Commercial Metals
CMC
$8.26B
$2.44M 0.01%
143,008
-13,606
-9% -$239K
WIBC
1616
DELISTED
WILSHIRE BANCORP INC
WIBC
$2.43M 0.01%
263,210
+167,714
+176% +$1.61M
CODE
1617
DELISTED
SPANSION INC, CLASS A COMMON STOCK
CODE
$2.43M 0.01%
106,569
-3,951
-4% -$83.9K
CACI icon
1618
CACI
CACI
$14B
$2.43M 0.01%
34,036
-1,219
-3% -$86K
SCSC icon
1619
Scansource
SCSC
$1.16B
$2.42M 0.01%
70,057
+18,169
+35% +$679K
OVTI
1620
DELISTED
OMNIVISION TECHNOLOGIES INC
OVTI
$2.42M 0.01%
91,424
+1,826
+2% +$45.7K
TWTR
1621
DELISTED
Twitter, Inc.
TWTR
$2.42M 0.01%
46,877
+18,660
+66% +$844K
RRGB icon
1622
Red Robin
RRGB
$154M
$2.41M 0.01%
42,333
-782
-2% -$47.3K
ARWR icon
1623
Arrowhead Research
ARWR
$12.1B
$2.41M 0.01%
162,915
-2,439
-1% -$33.3K
DCM
1624
DELISTED
NTT DOCOMO, Inc.
DCM
$2.4M 0.01%
143,651
+110,316
+331% +$1.93M
XLP icon
1625
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$2.39M 0.01%
52,998
+49,474
+1,404% +$2.22M
63 64
65
66 67

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.