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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
(-8.7%)
Cap. Flow
-$652M
Cap. Flow
% of AUM
-5.6%
Top 10 Holdings %
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Nuveen Floating Rate Income Fund
JFR
|
+$9.73M |
| 2 |
Evergy
EVRG
|
+$8.77M |
| 3 |
Qualcomm
QCOM
|
+$8.61M |
| 4 |
Costco
COST
|
+$8.44M |
| 5 |
Adobe
ADBE
|
+$8.41M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$108M |
| 2 |
NVIDIA
NVDA
|
+$91.3M |
| 3 |
Amazon
AMZN
|
+$55.5M |
| 4 |
Apple
AAPL
|
+$48.8M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$36.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.26% |
| 2 | Healthcare | 10.31% |
| 3 | Industrials | 8.02% |
| 4 | Consumer Discretionary | 8.02% |
| 5 | Financials | 7.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1576
Ooma
OOMA
$604M
| $346K | ﹤0.01% |
+26,624
| New | +$377K |
|
1577
John B. Sanfilippo & Son
JBSS
$972M
| $346K | ﹤0.01% |
3,500
-1,860
| -35% | -$196K |
|
1578
SandRidge Energy
SD
$503M
| $346K | ﹤0.01% |
+22,075
| New | +$353K |
|
|
HQH
1579
abrdn Healthcare Investors
HQH
$1.32B
| $345K | ﹤0.01% |
22,209
+1,772
| +9% | +$29.6K |
|
|
CCF
1580
DELISTED
Chase Corporation
CCF
| $344K | ﹤0.01% |
+2,706
| New | +$339K |
|
|
HBI
1581
DELISTED
Hanesbrands
HBI
| $344K | ﹤0.01% |
86,836
-57,693
| -40% | -$279K |
|
1582
National Grid
NGG
$81.3B
| $342K | ﹤0.01% |
5,994
-3,581
| -37% | -$217K |
|
1583
Dick's Sporting Goods
DKS
$18.7B
| $342K | ﹤0.01% |
3,147
-490
| -13% | -$62K |
|
1584
Mobileye
MBLY
$2.2B
| $341K | ﹤0.01% |
+8,213
| New | +$316K |
|
|
IBTX
1585
DELISTED
Independent Bank Group, Inc.
IBTX
| $338K | ﹤0.01% |
8,549
-210
| -2% | -$8.57K |
|
1586
Recursion Pharmaceuticals
RXRX
$1.73B
| $336K | ﹤0.01% |
43,931
+27,119
| +161% | +$271K |
|
|
TWOU
1587
DELISTED
2U Inc
TWOU
| $335K | ﹤0.01% |
4,523
-1,843
| -29% | -$188K |
|
|
JWN
1588
DELISTED
Nordstrom
JWN
| $334K | ﹤0.01% |
22,365
-5,745
| -20% | -$105K |
|
1589
Korn Ferry
KFY
$4.28B
| $333K | ﹤0.01% |
+7,019
| New | +$357K |
|
1590
Lumen
LUMN
$6.44B
| $332K | ﹤0.01% |
233,743
-47,341
| -17% | -$80.1K |
|
1591
Pentair
PNR
$11B
| $332K | ﹤0.01% |
5,120
-5,555
| -52% | -$374K |
|
1592
Comfort Systems
FIX
$59.6B
| $330K | ﹤0.01% |
1,937
+194
| +11% | +$34K |
|
|
HPS
1593
John Hancock Preferred Income Fund III
HPS
$458M
| $329K | ﹤0.01% |
24,645
-5,519
| -18% | -$76.6K |
|
1594
Ally Financial
ALLY
$13.3B
| $323K | ﹤0.01% |
12,101
+1,361
| +13% | +$38K |
|
1595
ICICI Bank
IBN
$108B
| $322K | ﹤0.01% |
13,931
-9,415
| -40% | -$221K |
|
1596
Lincoln National
LNC
$8.81B
| $321K | ﹤0.01% |
13,001
-18,758
| -59% | -$491K |
|
1597
Delek Logistics
DKL
$3.02B
| $321K | ﹤0.01% |
7,647
+3,420
| +81% | +$151K |
|
1598
OFG Bancorp
OFG
$2.21B
| $317K | ﹤0.01% |
+10,629
| New | +$324K |
|
1599
First Hawaiian
FHB
$3.35B
| $317K | ﹤0.01% |
17,575
+3,043
| +21% | +$58.7K |
|
1600
Morningstar
MORN
$7.53B
| $316K | ﹤0.01% |
+1,351
| New | +$305K |
|
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Guggenheim Capital's Q3 2023 Portfolio in Review
As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.
By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.
Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.
- Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
- Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
- Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
- Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
- Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
- Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
- Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.
Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.