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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPAR icon
1576
Interparfums
IPAR
$3.94B
$403K ﹤0.01%
2,833
-1,463
-34% -$180K
BERY
1577
DELISTED
Berry Global Group, Inc.
BERY
$401K ﹤0.01%
7,422
-659
-8% -$36.5K
TEVA icon
1578
Teva Pharmaceuticals
TEVA
$41.2B
$401K ﹤0.01%
+45,338
New +$448K
MAIN icon
1579
Main Street Capital
MAIN
$5.48B
$401K ﹤0.01%
10,155
+1,031
+11% +$40.6K
DK icon
1580
Delek US
DK
$3.58B
$400K ﹤0.01%
17,443
-1,237
-7% -$31K
HVT icon
1581
Haverty Furniture Companies
HVT
$454M
$400K ﹤0.01%
12,529
-923
-7% -$31.3K
AMED
1582
DELISTED
Amedisys
AMED
$399K ﹤0.01%
5,431
+63
+1% +$5.45K
NS
1583
DELISTED
NuStar Energy L.P.
NS
$397K ﹤0.01%
25,366
+1,425
+6% +$23.2K
FCN icon
1584
FTI Consulting
FCN
$4.18B
$395K ﹤0.01%
2,004
-835
-29% -$145K
BGS icon
1585
B&G Foods
BGS
$286M
$395K ﹤0.01%
+25,439
New +$354K
REYN icon
1586
Reynolds Consumer Products
REYN
$5.59B
$394K ﹤0.01%
14,330
+58
+0.4% +$1.64K
SAM icon
1587
Boston Beer
SAM
$1.92B
$392K ﹤0.01%
1,194
-1,575
-57% -$542K
MHO icon
1588
M/I Homes
MHO
$3.84B
$389K ﹤0.01%
6,162
+865
+16% +$49.8K
HPS
1589
John Hancock Preferred Income Fund III
HPS
$458M
$389K ﹤0.01%
26,565
+13,991
+111% +$209K
GBDC icon
1590
Golub Capital BDC
GBDC
$3.42B
$387K ﹤0.01%
28,576
+3,213
+13% +$43.3K
CCIF
1591
Carlyle Credit Income Fund
CCIF
$60.2M
$387K ﹤0.01%
39,484
+10,257
+35% +$99.8K
NUVA
1592
DELISTED
NuVasive, Inc.
NUVA
$386K ﹤0.01%
+9,355
New +$400K
ACDC icon
1593
ProFrac Holding
ACDC
$787M
$386K ﹤0.01%
30,458
-9,080
-23% -$177K
ARCC icon
1594
Ares Capital
ARCC
$14.4B
$385K ﹤0.01%
21,063
+2,237
+12% +$42.3K
OBDC icon
1595
Blue Owl Capital
OBDC
$5.74B
$382K ﹤0.01%
30,304
+3,328
+12% +$42.8K
BRKR icon
1596
Bruker
BRKR
$8.14B
$382K ﹤0.01%
4,841
-2,666
-36% -$192K
KLIC icon
1597
Kulicke & Soffa
KLIC
$4.78B
$381K ﹤0.01%
7,237
-2,472
-25% -$129K
ESRT icon
1598
Empire State Realty Trust
ESRT
$836M
$380K ﹤0.01%
58,510
-714
-1% -$5.23K
JAAA icon
1599
Janus Henderson AAA CLO ETF
JAAA
$29.2B
$379K ﹤0.01%
7,656
-62
-0.8% -$3.08K
JLL icon
1600
Jones Lang LaSalle
JLL
$16.7B
$377K ﹤0.01%
2,591
-672
-21% -$112K
62 63
64
65 66

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.