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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.4B
AUM Growth
+$466M
Cap. Flow
-$346M
Cap. Flow %
-3.04%
Top 10 Hldgs %
11.96%
Holding
2,051
New
157
Increased
773
Reduced
962
Closed
143

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$43.4M
2
MSFT icon
Microsoft
MSFT
+$25.6M
3
AMZN icon
Amazon
AMZN
+$11.7M
4
PLD icon
Prologis
PLD
+$11.3M
5
TSLA icon
Tesla
TSLA
+$8.57M

Top Sells

Rank Stock Value
1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
+$24.5M
4
AAPL icon
Apple
AAPL
+$22.7M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
+$19.9M

Sector Composition

Rank Sector Weight
1 Technology 16.57%
2 Healthcare 11.82%
3 Financials 9.9%
4 Industrials 8.01%
5 Consumer Discretionary 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXTA icon
1576
Axalta
AXTA
$8.17B
$399K ﹤0.01%
15,685
+58
+0.4% +$1.43K
ESRT icon
1577
Empire State Realty Trust
ESRT
$836M
$399K ﹤0.01%
59,224
-3,408
-5% -$24K
RNG icon
1578
RingCentral
RNG
$5.28B
$398K ﹤0.01%
11,255
-2,789
-20% -$99.8K
PAG icon
1579
Penske Automotive Group
PAG
$14.2B
$398K ﹤0.01%
3,465
+1,395
+67% +$159K
SEIC icon
1580
SEI Investments
SEIC
$12.6B
$397K ﹤0.01%
6,805
-7,315
-52% -$411K
HA
1581
DELISTED
Hawaiian Holdings, Inc.
HA
$396K ﹤0.01%
38,595
+3,300
+9% +$44.1K
EPD icon
1582
Enterprise Products Partners
EPD
$81.7B
$395K ﹤0.01%
16,380
+1,742
+12% +$42.9K
NESR
1583
National Energy Services Reunited Corp
NESR
$2.93B
$394K ﹤0.01%
56,708
-33,064
-37% -$219K
ARNC
1584
DELISTED
Arconic Corporation
ARNC
$392K ﹤0.01%
18,518
+5,068
+38% +$106K
HEP
1585
DELISTED
Holly Energy Partners, L.P.
HEP
$390K ﹤0.01%
21,550
+2,587
+14% +$47.3K
VSAT icon
1586
Viasat
VSAT
$11.1B
$388K ﹤0.01%
12,263
+2,105
+21% +$73.7K
OSIS icon
1587
OSI Systems
OSIS
$3.89B
$387K ﹤0.01%
4,865
-14,454
-75% -$1.18M
CEQP
1588
DELISTED
Crestwood Equity Partners LP
CEQP
$384K ﹤0.01%
14,652
+1,723
+13% +$49.7K
NS
1589
DELISTED
NuStar Energy L.P.
NS
$383K ﹤0.01%
23,941
+2,942
+14% +$45.8K
CORT icon
1590
Corcept Therapeutics
CORT
$12B
$382K ﹤0.01%
18,825
-2,834
-13% -$71K
BOOM icon
1591
DMC Global
BOOM
$157M
$380K ﹤0.01%
19,559
-5,336
-21% -$98.6K
JAAA icon
1592
Janus Henderson AAA CLO ETF
JAAA
$29.2B
$380K ﹤0.01%
7,718
-37
-0.5% -$1.81K
GHIXW
1593
DELISTED
Gores Holdings IX, Inc. Warrant
GHIXW
$380K ﹤0.01%
1,999,998
+1,677,288
+520% +$415K
HOG icon
1594
Harley-Davidson
HOG
$2.71B
$380K ﹤0.01%
9,133
-848
-8% -$36.1K
TPR icon
1595
Tapestry
TPR
$32.8B
$380K ﹤0.01%
9,971
-6,233
-38% -$213K
PACW
1596
DELISTED
PacWest Bancorp
PACW
$377K ﹤0.01%
16,448
-78
-0.5% -$1.89K
MT icon
1597
ArcelorMittal
MT
$55.3B
$377K ﹤0.01%
14,377
-4,074
-22% -$100K
HWM icon
1598
Howmet Aerospace
HWM
$112B
$376K ﹤0.01%
9,548
-3,373
-26% -$123K
BSY icon
1599
Bentley Systems
BSY
$10.6B
$376K ﹤0.01%
10,166
-1,509
-13% -$54.7K
GL icon
1600
Globe Life
GL
$14.3B
$375K ﹤0.01%
3,114
-13,060
-81% -$1.49M
62 63
64
65 66

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2022 Portfolio in Review

As of Q4 2022, Guggenheim Capital held 2,051 positions worth $11.4B, up 4.3% from $10.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $346M in Q4 2022, closing 143 positions and reducing 962 holdings. Its most notable exit was KKR Acquisition Holdings I Corp., an estimated $109M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Active Allocation Fund worth $4.25M.

  • Guggenheim Capital's largest Q4 2022 buy was Guggenheim Active Allocation Fund: 315,680 shares worth $4.25M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2022, an estimated $43.4M increase.
  • Guggenheim Capital's biggest Q4 2022 reduction was Apple, cutting an estimated $22.7M.
  • Guggenheim Capital fully exited KKR Acquisition Holdings I Corp. in Q4 2022, selling an estimated $109M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $11.4B portfolio in Q4 2022.
  • Guggenheim Capital opened 157 new positions and closed 143 in Q4 2022.
  • Guggenheim Capital's portfolio value rose 4.3% quarter-over-quarter to $11.4B.

Based on Guggenheim Capital's 13F filing for Q4 2022, filed 14 Feb 2023.