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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAX
1576
abrdn Asia-Pacific Income Fund
FAX
$600M
$627K ﹤0.01%
27,358
-2,921
-10% -$71.4K
SHG icon
1577
Shinhan Financial Group
SHG
$35.6B
$627K ﹤0.01%
20,282
-2,043
-9% -$65.5K
UAA icon
1578
Under Armour
UAA
$2.6B
$623K ﹤0.01%
29,378
+5,581
+23% +$127K
MNDT
1579
DELISTED
Mandiant, Inc. Common Stock
MNDT
$623K ﹤0.01%
35,493
-401,482
-92% -$7.05M
IGR
1580
CBRE Global Real Estate Income Fund
IGR
$713M
$620K ﹤0.01%
63,333
+35,290
+126% +$322K
MGY icon
1581
Magnolia Oil & Gas
MGY
$5.94B
$619K ﹤0.01%
32,815
-3,973
-11% -$78.9K
XPO icon
1582
XPO
XPO
$23.7B
$619K ﹤0.01%
13,449
-655
-5% -$30.4K
UMPQ
1583
DELISTED
Umpqua Holdings Corp
UMPQ
$617K ﹤0.01%
32,105
-32,135
-50% -$649K
DEN
1584
DELISTED
Denbury Inc.
DEN
$615K ﹤0.01%
8,030
+51
+0.6% +$4.04K
HR
1585
DELISTED
Healthcare Realty Trust Incorporated
HR
$614K ﹤0.01%
19,383
-1,467
-7% -$47K
ADEA icon
1586
Adeia
ADEA
$3.11B
$613K ﹤0.01%
122,563
-1,156
-0.9% -$5.76K
ITUB icon
1587
Itaú Unibanco
ITUB
$87.5B
$613K ﹤0.01%
185,265
-16,602
-8% -$59.8K
XNCR icon
1588
Xencor
XNCR
$1.55B
$613K ﹤0.01%
15,272
+3,682
+32% +$140K
CEMB icon
1589
iShares JPMorgan EM Corporate Bond ETF
CEMB
$405M
$612K ﹤0.01%
12,007
+6,305
+111% +$323K
SHO icon
1590
Sunstone Hotel Investors
SHO
$2.06B
$609K ﹤0.01%
51,881
+3,336
+7% +$39.9K
CCJ icon
1591
Cameco
CCJ
$42.4B
$608K ﹤0.01%
27,890
+6,556
+31% +$159K
LPLA icon
1592
LPL Financial
LPLA
$28.6B
$608K ﹤0.01%
3,802
+831
+28% +$137K
BJ icon
1593
BJs Wholesale Club
BJ
$12.3B
$607K ﹤0.01%
9,058
-9,462
-51% -$591K
RY icon
1594
Royal Bank of Canada
RY
$293B
$607K ﹤0.01%
5,721
-1,584
-22% -$164K
EGF
1595
DELISTED
Blackrock Enhanced Government Fund, Inc.
EGF
$607K ﹤0.01%
48,254
-17,148
-26% -$216K
AXTA icon
1596
Axalta
AXTA
$8.17B
$605K ﹤0.01%
18,257
-106
-0.6% -$3.36K
CVBF icon
1597
CVB Financial
CVBF
$3.99B
$603K ﹤0.01%
28,166
+4,442
+19% +$91.1K
MT icon
1598
ArcelorMittal
MT
$55.3B
$603K ﹤0.01%
18,933
+2,041
+12% +$63.3K
SON icon
1599
Sonoco
SON
$5.74B
$603K ﹤0.01%
10,417
+655
+7% +$39.1K
ONL
1600
Orion Office REIT
ONL
$160M
$602K ﹤0.01%
+32,271
New +$637K
62 63
64
65 66

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.