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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXE
1576
Expand Energy Corp
EXE
$21.5B
$736K ﹤0.01%
+11,954
New +$670K
LOPE icon
1577
Grand Canyon Education
LOPE
$3.98B
$734K ﹤0.01%
8,341
+3,450
+71% +$307K
HA
1578
DELISTED
Hawaiian Holdings, Inc.
HA
$734K ﹤0.01%
33,890
-349
-1% -$7.15K
RY icon
1579
Royal Bank of Canada
RY
$293B
$727K ﹤0.01%
7,305
-290
-4% -$29.6K
LAZR
1580
DELISTED
Luminar Technologies
LAZR
$725K ﹤0.01%
3,099
-47
-1% -$12.4K
CCK icon
1581
Crown Holdings
CCK
$13.1B
$724K ﹤0.01%
7,181
-21,350
-75% -$2.24M
MKL icon
1582
Markel Group
MKL
$23.2B
$724K ﹤0.01%
606
-241
-28% -$297K
MTZ icon
1583
MasTec
MTZ
$21.9B
$721K ﹤0.01%
8,360
-5,785
-41% -$549K
JPS
1584
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$720K ﹤0.01%
73,452
-27,874
-28% -$278K
HSBC icon
1585
HSBC
HSBC
$356B
$719K ﹤0.01%
27,514
+644
+2% +$17.5K
TPTX
1586
DELISTED
Turning Point Therapeutics, Inc. Common Stock
TPTX
$717K ﹤0.01%
10,788
+1,505
+16% +$107K
LDL
1587
DELISTED
Lydall, Inc.
LDL
$717K ﹤0.01%
11,541
– –
AMG icon
1588
Affiliated Managers Group
AMG
$9.76B
$714K ﹤0.01%
4,725
+894
+23% +$146K
MFG icon
1589
Mizuho Financial
MFG
$130B
$712K ﹤0.01%
250,729
+140,799
+128% +$406K
IDCC icon
1590
InterDigital
IDCC
$8.89B
$711K ﹤0.01%
10,488
+1,953
+23% +$135K
EHI
1591
Western Asset Global High Income Fund
EHI
$178M
$709K ﹤0.01%
68,835
+20,373
+42% +$212K
EME icon
1592
Emcor
EME
$36B
$709K ﹤0.01%
6,144
-4,995
-45% -$599K
IWD icon
1593
iShares Russell 1000 Value ETF
IWD
$83.7B
$709K ﹤0.01%
4,533
– –
KRG icon
1594
Kite Realty
KRG
$5.36B
$708K ﹤0.01%
+34,752
New +$705K
NSP icon
1595
Insperity
NSP
$2.01B
$705K ﹤0.01%
6,369
-470
-7% -$48.3K
AMPH icon
1596
Amphastar Pharmaceuticals
AMPH
$916M
$704K ﹤0.01%
+37,056
New +$726K
WIRE
1597
DELISTED
Encore Wire Corp
WIRE
$704K ﹤0.01%
7,426
-3,191
-30% -$262K
CVA
1598
DELISTED
Covanta Holding Corporation
CVA
$701K ﹤0.01%
34,854
+14,802
+74% +$293K
COUP
1599
DELISTED
Coupa Software Incorporated
COUP
$700K ﹤0.01%
3,196
+708
+28% +$166K
QADA
1600
DELISTED
QAD Inc.
QADA
$700K ﹤0.01%
8,014
– –
62 63
64
65 66

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.