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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HDS
1576
DELISTED
HD Supply Holdings, Inc.
HDS
$359K ﹤0.01%
8,715
-1,292
-13% -$49.4K
SU icon
1577
Suncor Energy
SU
$70.3B
$356K ﹤0.01%
29,094
-8,253
-22% -$129K
CHX
1578
DELISTED
ChampionX
CHX
$354K ﹤0.01%
44,359
-11,662
-21% -$112K
DCI icon
1579
Donaldson
DCI
$11.4B
$353K ﹤0.01%
+7,605
New +$370K
CFR icon
1580
Cullen/Frost Bankers
CFR
$10.2B
$352K ﹤0.01%
5,504
-437
-7% -$30.6K
AXIA
1581
DELISTED
AXIA Energia
AXIA
$352K ﹤0.01%
80,583
-4,042
-5% -$21.1K
GRA
1582
DELISTED
W.R. Grace & Co.
GRA
$352K ﹤0.01%
8,740
+4,114
+89% +$188K
AMX icon
1583
America Movil
AMX
$71.2B
$349K ﹤0.01%
27,928
+10,160
+57% +$129K
TCP
1584
DELISTED
TC Pipelines LP
TCP
$348K ﹤0.01%
13,608
-4,852
-26% -$148K
SPTN
1585
DELISTED
SpartanNash
SPTN
$346K ﹤0.01%
21,182
+11,065
+109% +$221K
JOYY
1586
JOYY Inc
JOYY
$3.75B
$346K ﹤0.01%
4,293
+131
+3% +$10.7K
HNI icon
1587
HNI Corp
HNI
$3.59B
$345K ﹤0.01%
11,019
-3,956
-26% -$122K
MCR
1588
DELISTED
MFS Charter Income Trust
MCR
$345K ﹤0.01%
43,048
-853
-2% -$7.14K
UAA icon
1589
Under Armour
UAA
$2.6B
$344K ﹤0.01%
30,608
-2,341
-7% -$24.6K
IBP icon
1590
Installed Building Products
IBP
$6.49B
$343K ﹤0.01%
3,369
-1,351
-29% -$116K
GSY icon
1591
Invesco Ultra Short Duration ETF
GSY
$3.88B
$341K ﹤0.01%
6,750
– –
PAA icon
1592
Plains All American Pipeline
PAA
$16.1B
$340K ﹤0.01%
56,795
+467
+0.8% +$3.48K
YETI icon
1593
Yeti Holdings
YETI
$3.95B
$339K ﹤0.01%
7,484
-386
-5% -$18.3K
DORM icon
1594
Dorman Products
DORM
$4.18B
$337K ﹤0.01%
+3,731
New +$298K
CIM
1595
Chimera Investment
CIM
$1B
$333K ﹤0.01%
13,510
-617
-4% -$16.4K
AAN.A
1596
DELISTED
The Aaron's Company Inc Class A
AAN.A
$333K ﹤0.01%
5,882
-1,114
-16% -$63.1K
ATHM icon
1597
Autohome
ATHM
$2.62B
$331K ﹤0.01%
3,445
-1,169
-25% -$102K
OMF icon
1598
OneMain Financial
OMF
$7.47B
$331K ﹤0.01%
10,581
-1,648
-13% -$46.9K
SCHL icon
1599
Scholastic
SCHL
$792M
$330K ﹤0.01%
15,727
+1,195
+8% +$29.3K
AWF
1600
AllianceBernstein Global High Income Fund
AWF
$872M
$326K ﹤0.01%
31,015
-1,836
-6% -$19.5K
62 63
64
65 66

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.