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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPOR
1576
DELISTED
Gulfport Energy Corp.
GPOR
$522K ﹤0.01%
171,658
+75,957
+79% +$216K
OII icon
1577
Oceaneering
OII
$5.02B
$521K ﹤0.01%
34,945
+2,031
+6% +$28.3K
THO icon
1578
Thor Industries
THO
$4.16B
$521K ﹤0.01%
7,011
+502
+8% +$32.4K
LADR
1579
Ladder Capital
LADR
$1.22B
$518K ﹤0.01%
28,709
-3,430
-11% -$59.2K
SEM
1580
DELISTED
Select Medical
SEM
$518K ﹤0.01%
41,172
-13,847
-25% -$149K
NXR
1581
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$517K ﹤0.01%
31,723
-388
-1% -$6.21K
SID icon
1582
Companhia Siderúrgica Nacional
SID
$1.24B
$513K ﹤0.01%
148,648
+33,425
+29% +$104K
ZM icon
1583
Zoom
ZM
$29.9B
$513K ﹤0.01%
+7,543
New +$519K
BOOM icon
1584
DMC Global
BOOM
$150M
$511K ﹤0.01%
11,375
+4,581
+67% +$204K
FIT
1585
DELISTED
Fitbit, Inc. Class A common stock
FIT
$511K ﹤0.01%
+77,844
New +$457K
BANR icon
1586
Banner Corp
BANR
$2.44B
$509K ﹤0.01%
8,988
-5,500
-38% -$304K
SUPN icon
1587
Supernus Pharmaceuticals
SUPN
$2.51B
$505K ﹤0.01%
21,280
-5,735
-21% -$139K
NYT icon
1588
New York Times
NYT
$12.2B
$503K ﹤0.01%
15,648
-28,196
-64% -$876K
RIG icon
1589
Transocean
RIG
$5.78B
$501K ﹤0.01%
72,862
+3,703
+5% +$19.1K
DNOW icon
1590
DNOW Inc
DNOW
$2.63B
$499K ﹤0.01%
+44,406
New +$495K
ESRT icon
1591
Empire State Realty Trust
ESRT
$852M
$499K ﹤0.01%
35,750
+9,934
+38% +$139K
HESM icon
1592
Hess Midstream
HESM
$5.17B
$499K ﹤0.01%
+21,984
New +$460K
SNBR
1593
DELISTED
Sleep Number
SNBR
$497K ﹤0.01%
10,097
-1,802
-15% -$85.7K
MNP
1594
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$496K ﹤0.01%
32,533
-659
-2% -$9.98K
SPOT icon
1595
Spotify
SPOT
$98.3B
$493K ﹤0.01%
3,294
-1,684
-34% -$231K
PRI icon
1596
Primerica
PRI
$9.92B
$492K ﹤0.01%
3,767
-7,071
-65% -$913K
TUP
1597
DELISTED
Tupperware Brands Corporation
TUP
$491K ﹤0.01%
57,227
-15,475
-21% -$169K
ATH
1598
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
$489K ﹤0.01%
10,386
-65,074
-86% -$2.83M
UAA icon
1599
Under Armour
UAA
$2.92B
$488K ﹤0.01%
22,583
+949
+4% +$18.4K
JEF icon
1600
Jefferies Financial Group
JEF
$12.8B
$487K ﹤0.01%
23,818
-3,858
-14% -$73K
62 63
64
65 66

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.