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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
(-0.85%)
Cap. Flow
-$2.32B
Cap. Flow
% of AUM
-5.5%
Top 10 Holdings %
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$859M |
| 2 |
Apple
AAPL
|
+$61.2M |
| 3 |
Norwegian Cruise Line
NCLH
|
+$56M |
| 4 |
Vertex Pharmaceuticals
VRTX
|
+$55.7M |
| 5 |
EVHC
Envision Healthcare Holdings Inc
EVHC
|
+$40.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$106M |
| 2 |
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
|
+$84.5M |
| 3 |
BCR
CR Bard Inc.
BCR
|
+$53.6M |
| 4 |
Applied Materials
AMAT
|
+$37.5M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$37.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.48% |
| 2 | Financials | 12.95% |
| 3 | Healthcare | 12.03% |
| 4 | Industrials | 10.73% |
| 5 | Consumer Discretionary | 10.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1576
Cavco Industries
CVCO
$4.22B
| $2.28M | 0.01% |
+14,935
| New | +$2.24M |
|
1577
Sun Life Financial
SLF
$46B
| $2.28M | 0.01% |
55,050
+25,882
| +89% | +$1.03M |
|
1578
Cheesecake Factory
CAKE
$5.04B
| $2.27M | 0.01% |
47,145
-50,823
| -52% | -$2.31M |
|
|
CADE
1579
DELISTED
Cadence Bank
CADE
| $2.27M | 0.01% |
72,208
+5,134
| +8% | +$165K |
|
|
HEQ
1580
John Hancock Hedged Equity & Income Fund
HEQ
$137M
| $2.27M | 0.01% |
130,343
+23,470
| +22% | +$408K |
|
1581
ServiceNow
NOW
$115B
| $2.27M | 0.01% |
86,850
+105
| +0.1% | +$2.61K |
|
|
RDUS
1582
DELISTED
Radius Health, Inc.
RDUS
| $2.27M | 0.01% |
71,344
-24,035
| -25% | -$754K |
|
|
ZF
1583
DELISTED
Virtus Total Return Fund Inc.
ZF
| $2.26M | 0.01% |
175,276
+68,310
| +64% | +$869K |
|
1584
SiriusPoint
SPNT
$2.75B
| $2.25M | 0.01% |
153,503
+29,797
| +24% | +$480K |
|
|
PCK
1585
DELISTED
Pimco California Municipal Income Fund II
PCK
| $2.25M | 0.01% |
221,032
-153,351
| -41% | -$1.55M |
|
|
HA
1586
DELISTED
Hawaiian Holdings, Inc.
HA
| $2.24M | 0.01% |
56,096
-70,501
| -56% | -$2.71M |
|
|
BSE
1587
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
| $2.24M | 0.01% |
169,878
+5,877
| +4% | +$77.8K |
|
1588
CNX Resources
CNX
$5.3B
| $2.23M | 0.01% |
152,667
+81,355
| +114% | +$1.12M |
|
|
JHI
1589
John Hancock Investors Trust
JHI
$116M
| $2.23M | 0.01% |
127,343
+13,594
| +12% | +$241K |
|
1590
Comstock Resources
CRK
$3.89B
| $2.22M | 0.01% |
+263,131
| New | +$1.56M |
|
|
ESIO
1591
DELISTED
Electro Scientific Industries
ESIO
| $2.22M | 0.01% |
103,534
-78,935
| -43% | -$1.58M |
|
|
ISD
1592
PGIM High Yield Bond Fund
ISD
$415M
| $2.22M | 0.01% |
150,237
-87,172
| -37% | -$1.3M |
|
|
MODV
1593
DELISTED
ModivCare
MODV
| $2.22M | 0.01% |
37,384
+1,075
| +3% | +$60.9K |
|
1594
HUB Group
HUBG
$2.85B
| $2.22M | 0.01% |
92,542
-19,904
| -18% | -$438K |
|
|
IAE
1595
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$91.8M
| $2.22M | 0.01% |
211,493
+38,611
| +22% | +$410K |
|
1596
Hilton Grand Vacations
HGV
$3.59B
| $2.21M | 0.01% |
52,809
+7,324
| +16% | +$298K |
|
1597
Horizon Technology Finance
HRZN
$295M
| $2.21M | 0.01% |
197,291
-8,154
| -4% | -$90.1K |
|
1598
ArcBest
ARCB
$3.23B
| $2.21M | 0.01% |
61,912
-25,067
| -29% | -$855K |
|
|
PGZ
1599
Principal Real Estate Income Fund
PGZ
$68.4M
| $2.21M | 0.01% |
128,651
+17,785
| +16% | +$308K |
|
1600
STAG Industrial
STAG
$7.38B
| $2.21M | 0.01% |
80,829
-6,854
| -8% | -$192K |
|
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Guggenheim Capital's Q4 2017 Portfolio in Review
As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.
- Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
- Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
- Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
- Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
- Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
- Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
- Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.
Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.