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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SP
1576
DELISTED
SP Plus Corporation
SP
$2.27M 0.01%
+57,422
New +$2.02M
UE icon
1577
Urban Edge Properties
UE
$2.86B
$2.26M 0.01%
93,724
-1,762
-2% -$43.7K
BBF
1578
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$2.26M 0.01%
154,396
-11,699
-7% -$176K
CBL
1579
DELISTED
CBL& Associates Properties, Inc.
CBL
$2.26M 0.01%
268,848
+28,507
+12% +$242K
BANC icon
1580
Banc of California
BANC
$3.03B
$2.25M 0.01%
108,628
+18,798
+21% +$371K
NHI icon
1581
National Health Investors
NHI
$3.72B
$2.25M 0.01%
29,081
-1,927
-6% -$151K
LNTH icon
1582
Lantheus
LNTH
$6.49B
$2.24M 0.01%
126,093
+9,433
+8% +$166K
PEB icon
1583
Pebblebrook Hotel Trust
PEB
$2.15B
$2.24M 0.01%
61,985
-26,708
-30% -$888K
WING icon
1584
Wingstop
WING
$3.53B
$2.24M 0.01%
67,396
+2,739
+4% +$89K
CBSH icon
1585
Commerce Bancshares
CBSH
$8.53B
$2.24M 0.01%
60,067
-26,123
-30% -$948K
APU
1586
DELISTED
AmeriGas Partners, L.P.
APU
$2.24M 0.01%
49,782
-15,511
-24% -$684K
MXL icon
1587
MaxLinear
MXL
$6.06B
$2.24M 0.01%
94,124
-3,644
-4% -$87.7K
BAB icon
1588
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$2.23M 0.01%
73,334
-9,842
-12% -$298K
FIZZ icon
1589
National Beverage
FIZZ
$2.96B
$2.23M 0.01%
35,888
-15,810
-31% -$877K
CVE icon
1590
Cenovus Energy
CVE
$55.7B
$2.22M 0.01%
221,883
+135,295
+156% +$1.11M
DFP
1591
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
$2.21M 0.01%
83,534
+20,098
+32% +$531K
AKS
1592
DELISTED
AK Steel Holding Corp
AKS
$2.21M 0.01%
394,892
+287,750
+269% +$1.65M
LNCE
1593
DELISTED
Snyders-Lance, Inc.
LNCE
$2.21M 0.01%
57,841
-9,028
-14% -$326K
ANAT
1594
DELISTED
American National Group, Inc. Common Stock
ANAT
$2.2M 0.01%
18,627
+1,746
+10% +$205K
BSE
1595
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$2.2M 0.01%
164,001
+12,136
+8% +$164K
CHE icon
1596
Chemed
CHE
$7.07B
$2.19M 0.01%
10,851
+348
+3% +$68.4K
HAIN icon
1597
Hain Celestial
HAIN
$45M
$2.19M 0.01%
53,290
-14,220
-21% -$588K
QEP
1598
DELISTED
QEP RESOURCES, INC.
QEP
$2.19M 0.01%
255,555
-19,590
-7% -$160K
TUP
1599
DELISTED
Tupperware Brands Corporation
TUP
$2.19M 0.01%
35,342
-220
-0.6% -$13.6K
FBP icon
1600
First Bancorp
FBP
$4.42B
$2.18M 0.01%
426,347
+38,017
+10% +$217K
62 63
64
65 66

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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.