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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NNY icon
1576
Nuveen New York Municipal Value Fund
NNY
$156M
$2.24M 0.01%
236,055
+11,193
+5% +$109K
CCRN
1577
DELISTED
Cross Country Healthcare
CCRN
$2.24M 0.01%
143,291
-11,264
-7% -$154K
NS
1578
DELISTED
NuStar Energy L.P.
NS
$2.24M 0.01%
44,912
-3,306
-7% -$158K
WING icon
1579
Wingstop
WING
$3.27B
$2.23M 0.01%
+75,510
New +$2.22M
TCBI icon
1580
Texas Capital Bancshares
TCBI
$4.37B
$2.23M 0.01%
28,437
+8,783
+45% +$592K
RMP
1581
DELISTED
Rice Midstream Partners LP
RMP
$2.23M 0.01%
90,611
+11,099
+14% +$247K
MD icon
1582
Pediatrix Medical
MD
$2.13B
$2.22M 0.01%
33,340
-191,635
-85% -$12.5M
ABEV icon
1583
Ambev
ABEV
$47B
$2.22M 0.01%
451,986
-972,501
-68% -$5.25M
MRCY icon
1584
Mercury Systems
MRCY
$6.59B
$2.22M 0.01%
+73,415
New +$2.09M
NYRT
1585
DELISTED
New York REIT, Inc.
NYRT
$2.22M 0.01%
21,931
+9,513
+77% +$912K
NEU icon
1586
NewMarket
NEU
$8.13B
$2.22M 0.01%
5,233
+1,180
+29% +$487K
PCRX icon
1587
Pacira BioSciences
PCRX
$1,000M
$2.21M 0.01%
68,588
-239
-0.3% -$7.97K
VET icon
1588
Vermilion Energy
VET
$1.65B
$2.21M 0.01%
52,524
-5,277
-9% -$215K
SKT icon
1589
Tanger
SKT
$4.61B
$2.21M 0.01%
61,843
-34,799
-36% -$1.23M
WCIC
1590
DELISTED
WCI Communities, Inc.
WCIC
$2.21M 0.01%
+94,260
New +$2.2M
EBIX
1591
DELISTED
Ebix Inc
EBIX
$2.21M 0.01%
38,712
-5,586
-13% -$324K
EFA icon
1592
iShares MSCI EAFE ETF
EFA
$79.6B
$2.21M 0.01%
38,211
– –
PTLA
1593
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
$2.2M 0.01%
98,107
-5,372
-5% -$105K
MHG
1594
DELISTED
Marine Harvest ASA
MHG
$2.2M 0.01%
121,465
-71,123
-37% -$1.27M
WSM icon
1595
Williams-Sonoma
WSM
$29.3B
$2.19M 0.01%
90,736
+38,218
+73% +$974K
TRP icon
1596
TC Energy
TRP
$67B
$2.19M 0.01%
48,555
+3,646
+8% +$166K
HPS
1597
John Hancock Preferred Income Fund III
HPS
$459M
$2.19M 0.01%
123,410
+12,345
+11% +$218K
MELI icon
1598
Mercado Libre
MELI
$91B
$2.19M 0.01%
14,011
-1,120
-7% -$185K
LFCR icon
1599
Lifecore Biomedical
LFCR
$174M
$2.19M 0.01%
158,435
-61,645
-28% -$854K
BCPC
1600
Balchem Corp
BCPC
$5.74B
$2.19M 0.01%
26,066
+2,341
+10% +$185K
62 63
64
65 66

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.