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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.81B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HOPE icon
1576
Hope Bancorp
HOPE
$1.82B
$2.5M 0.01%
150,492
+44,911
+43% +$694K
BAK icon
1577
Braskem
BAK
$901M
$2.5M 0.01%
139,767
-78,753
-36% -$1.37M
FUN icon
1578
Cedar Fair
FUN
$1.92B
$2.49M 0.01%
50,202
+18,690
+59% +$867K
WBMD
1579
DELISTED
WebMD Health Corp.
WBMD
$2.49M 0.01%
62,952
+9,025
+17% +$326K
ARDC
1580
Are Dynamic Credit Allocation Fund
ARDC
$298M
$2.48M 0.01%
138,163
-189
-0.1% -$3.4K
UNS
1581
DELISTED
UNS ENERGY CORP COM
UNS
$2.48M 0.01%
41,478
+16,988
+69% +$855K
GLNG icon
1582
Golar LNG
GLNG
$5.11B
$2.48M 0.01%
68,225
+54,476
+396% +$2M
PNRA
1583
DELISTED
Panera Bread Co
PNRA
$2.47M 0.01%
14,001
+7,645
+120% +$1.28M
IT icon
1584
Gartner
IT
$11.8B
$2.47M 0.01%
34,795
-2,683
-7% -$169K
MYI icon
1585
BlackRock MuniYield Quality Fund III
MYI
$717M
$2.47M 0.01%
195,055
+89,104
+84% +$1.12M
ODP
1586
DELISTED
ODP
ODP
$2.47M 0.01%
46,610
+19,231
+70% +$1.02M
ALE
1587
DELISTED
Allete
ALE
$2.46M 0.01%
49,310
+3,590
+8% +$178K
SRCE icon
1588
1st Source
SRCE
$2.17B
$2.46M 0.01%
84,674
-7,683
-8% -$214K
KFN
1589
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
$2.46M 0.01%
201,778
+52,804
+35% +$541K
BHE icon
1590
Benchmark Electronics
BHE
$3.02B
$2.45M 0.01%
106,276
+21,821
+26% +$495K
CNC icon
1591
Centene
CNC
$33.1B
$2.45M 0.01%
166,284
+83,436
+101% +$1.25M
TESO
1592
DELISTED
Tesco Corp
TESO
$2.45M 0.01%
+123,764
New +$2.23M
HLIT icon
1593
Harmonic Inc
HLIT
$1.3B
$2.44M 0.01%
331,128
+239,336
+261% +$1.78M
SAIC icon
1594
Saic
SAIC
$5.09B
$2.44M 0.01%
+73,874
New +$2.57M
SPB icon
1595
Spectrum Brands
SPB
$2.09B
$2.44M 0.01%
34,585
+9,027
+35% +$603K
TIMB icon
1596
TIM SA
TIMB
$8.73B
$2.44M 0.01%
93,008
-21,190
-19% -$535K
WBS icon
1597
Webster Financial
WBS
$12.8B
$2.44M 0.01%
78,244
+18,364
+31% +$522K
MOH icon
1598
Molina Healthcare
MOH
$10.2B
$2.44M 0.01%
70,201
-13,657
-16% -$460K
CAR icon
1599
Avis
CAR
$4.9B
$2.44M 0.01%
60,222
-11,336
-16% -$380K
SNY icon
1600
Sanofi
SNY
$104B
$2.43M 0.01%
45,368
-136,633
-75% -$7.05M
62 63
64
65 66

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.