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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+12.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.2B
AUM Growth
+$1.6B
Cap. Flow
+$244M
Cap. Flow %
1.85%
Top 10 Hldgs %
17.23%
Holding
2,008
New
175
Increased
901
Reduced
772
Closed
138

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.9M
2
TSLA icon
Tesla
TSLA
+$32.2M
3
AVGO icon
Broadcom
AVGO
+$18.8M
4
ROP icon
Roper Technologies
ROP
+$14.4M
5
META icon
Meta Platforms (Facebook)
META
+$11.3M

Top Sells

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$15.6M
2
AAPL icon
Apple
AAPL
+$12M
3
VMW
VMware, Inc
VMW
+$9.63M
4
PXD
Pioneer Natural Resource Co.
PXD
+$9.16M
5
AMZN icon
Amazon
AMZN
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 24.71%
2 Healthcare 9.61%
3 Consumer Discretionary 8.52%
4 Financials 7.9%
5 Industrials 7.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HQL
1551
abrdn Life Sciences Investors
HQL
$627M
$393K ﹤0.01%
29,187
+1,079
+4% +$13.3K
BAP icon
1552
Credicorp
BAP
$30.7B
$391K ﹤0.01%
2,609
+772
+42% +$100K
ASB icon
1553
Associated Banc-Corp
ASB
$5.91B
$390K ﹤0.01%
18,235
+4,675
+34% +$84.1K
RBC icon
1554
RBC Bearings
RBC
$18B
$390K ﹤0.01%
1,369
-1,622
-54% -$398K
BSAC icon
1555
Banco Santander Chile
BSAC
$16.6B
$390K ﹤0.01%
20,002
-1,195
-6% -$22.1K
ARMK icon
1556
Aramark
ARMK
$14.7B
$390K ﹤0.01%
+13,865
New +$376K
PSEC icon
1557
Prospect Capital
PSEC
$1.17B
$389K ﹤0.01%
64,932
+3,164
+5% +$18.2K
HCC icon
1558
Warrior Met Coal
HCC
$4.86B
$388K ﹤0.01%
+6,364
New +$336K
GDEN
1559
DELISTED
Golden Entertainment
GDEN
$387K ﹤0.01%
+9,695
New +$351K
DNOW icon
1560
DNOW Inc
DNOW
$2.99B
$385K ﹤0.01%
+34,026
New +$373K
JBLU icon
1561
JetBlue
JBLU
$2.29B
$383K ﹤0.01%
68,974
+15,755
+30% +$73.8K
CM icon
1562
Canadian Imperial Bank of Commerce
CM
$108B
$383K ﹤0.01%
7,946
+378
+5% +$15.1K
PFLT icon
1563
PennantPark Floating Rate Capital
PFLT
$746M
$380K ﹤0.01%
31,446
+2,314
+8% +$25.3K
HQY icon
1564
HealthEquity
HQY
$8.75B
$380K ﹤0.01%
5,733
-4,109
-42% -$285K
YUMC icon
1565
Yum China
YUMC
$16.3B
$380K ﹤0.01%
8,957
+2,580
+40% +$120K
PRI icon
1566
Primerica
PRI
$9.89B
$380K ﹤0.01%
+1,847
New +$377K
ATR icon
1567
AptarGroup
ATR
$8.61B
$380K ﹤0.01%
+3,074
New +$386K
LI icon
1568
Li Auto
LI
$12.7B
$379K ﹤0.01%
10,119
+2,052
+25% +$74K
WKC icon
1569
World Kinect Corp
WKC
$1.86B
$378K ﹤0.01%
+16,609
New +$349K
DKS icon
1570
Dick's Sporting Goods
DKS
$18.7B
$378K ﹤0.01%
2,574
-573
-18% -$69.6K
CBH
1571
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$377K ﹤0.01%
43,227
-5,652
-12% -$48.7K
MZTI
1572
The Marzetti Company
MZTI
$3.11B
$376K ﹤0.01%
2,259
-1,912
-46% -$321K
BTU icon
1573
Peabody Energy
BTU
$2.9B
$375K ﹤0.01%
15,421
-1,864
-11% -$44.9K
KKR icon
1574
KKR & Co
KKR
$92.3B
$375K ﹤0.01%
4,524
-4,571
-50% -$310K
DNLI icon
1575
Denali Therapeutics
DNLI
$3.97B
$373K ﹤0.01%
17,396
-39,974
-70% -$792K
61 62
63
64 65

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Guggenheim Capital held 2,008 positions worth $13.2B, up 14% from $11.6B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q4 2023 filing shows 175 new, 901 increased, 772 reduced and 138 closed positions. Its largest new stake was Talos Energy: 326,375 shares worth $4.64M. The largest sale was Seagen Inc. Common Stock, an estimated $15.6M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 23% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2023 buy was Talos Energy: 326,375 shares worth $4.64M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $37.9M increase.
  • Guggenheim Capital's biggest Q4 2023 reduction was Apple, cutting an estimated $12M.
  • Guggenheim Capital fully exited Seagen Inc. Common Stock in Q4 2023, selling an estimated $15.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $13.2B portfolio in Q4 2023.
  • Guggenheim Capital opened 175 new positions and closed 138 in Q4 2023.
  • Guggenheim Capital's portfolio value rose 14% quarter-over-quarter to $13.2B.

Based on Guggenheim Capital's 13F filing for Q4 2023, filed 14 Feb 2024.