We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-4.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.1B
Cap. Flow %
-10.04%
Top 10 Hldgs %
12.82%
Holding
2,117
New
74
Increased
714
Reduced
1,076
Closed
223

Top Buys

Rank Stock Value
1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$13.4M
2
FOX icon
Fox Class B
FOX
+$8.16M
3
HR icon
Healthcare Realty
HR
+$7.59M
4
SYY icon
Sysco
SYY
+$6.97M
5
MDU icon
MDU Resources
MDU
+$6.67M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.5M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
+$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
+$29.3M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Financials 11.3%
3 Healthcare 11.28%
4 Consumer Discretionary 7.69%
5 Industrials 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EGRX
1551
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
$416K ﹤0.01%
15,745
-3,910
-20% -$143K
ROL icon
1552
Rollins
ROL
$18.2B
$414K ﹤0.01%
11,948
-167
-1% -$6.03K
BXMT icon
1553
Blackstone Mortgage Trust
BXMT
$2.38B
$413K ﹤0.01%
17,676
-1,231
-7% -$35.6K
ESE icon
1554
ESCO Technologies
ESE
$7.92B
$413K ﹤0.01%
5,623
-298
-5% -$23.1K
SONY icon
1555
Sony
SONY
$138B
$412K ﹤0.01%
32,160
+7,345
+30% +$118K
FIF
1556
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$412K ﹤0.01%
30,880
+1,254
+4% +$18.6K
ESRT icon
1557
Empire State Realty Trust
ESRT
$836M
$410K ﹤0.01%
62,632
-437,349
-87% -$3.25M
SWIR
1558
DELISTED
Sierra Wireless
SWIR
$405K ﹤0.01%
+13,309
New +$383K
LEA icon
1559
Lear
LEA
$8.18B
$404K ﹤0.01%
3,373
-24,195
-88% -$3.34M
BGR icon
1560
BlackRock Energy and Resources Trust
BGR
$405M
$402K ﹤0.01%
37,318
+1,425
+4% +$15.9K
AVT icon
1561
Avnet
AVT
$7.92B
$401K ﹤0.01%
11,104
-7,925
-42% -$341K
HWM icon
1562
Howmet Aerospace
HWM
$112B
$400K ﹤0.01%
12,921
-290
-2% -$10.2K
EFOR
1563
Everforth Inc
EFOR
$1.32B
$399K ﹤0.01%
4,412
-358
-8% -$34.7K
BOOM icon
1564
DMC Global
BOOM
$157M
$398K ﹤0.01%
24,895
-445
-2% -$9.04K
LECO icon
1565
Lincoln Electric
LECO
$15.4B
$396K ﹤0.01%
3,146
-2,578
-45% -$348K
AMPH icon
1566
Amphastar Pharmaceuticals
AMPH
$916M
$395K ﹤0.01%
14,073
-1,171
-8% -$38.2K
IBN icon
1567
ICICI Bank
IBN
$108B
$395K ﹤0.01%
18,846
-6,309
-25% -$133K
IRT icon
1568
Independence Realty Trust
IRT
$4.07B
$395K ﹤0.01%
23,637
-13,418
-36% -$271K
GNTX icon
1569
Gentex
GNTX
$5.07B
$394K ﹤0.01%
16,497
-11,394
-41% -$313K
ASPN icon
1570
Aspen Aerogels
ASPN
$518M
$393K ﹤0.01%
42,697
+4,381
+11% +$53.1K
EXLS icon
1571
EXL Service
EXLS
$5.29B
$393K ﹤0.01%
13,335
+2,815
+27% +$91.9K
NMI icon
1572
Nuveen Municipal Income
NMI
$130M
$392K ﹤0.01%
45,114
+21,702
+93% +$201K
ADNT icon
1573
Adient
ADNT
$1.5B
$391K ﹤0.01%
14,061
-4,738
-25% -$154K
PYN
1574
DELISTED
PIMCO New York Municipal Income Fund III
PYN
$391K ﹤0.01%
56,962
+295
+0.5% +$2.42K
GME icon
1575
GameStop
GME
$8.6B
$390K ﹤0.01%
15,502
-626
-4% -$20.4K
61 62
63
64 65

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Guggenheim Capital held 2,117 positions worth $10.9B, down 14% from $12.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital withdrew a net $1.1B in Q3 2022, closing 223 positions and reducing 1,076 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $367M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $11.6M.

  • Guggenheim Capital's largest Q3 2022 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 751,061 shares worth $11.6M.
  • Guggenheim Capital added most to Fox Class B in Q3 2022, an estimated $8.16M increase.
  • Guggenheim Capital's biggest Q3 2022 reduction was KKR Acquisition Holdings I Corp., cutting an estimated $36.5M.
  • Guggenheim Capital fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $367M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $10.9B portfolio in Q3 2022.
  • Guggenheim Capital opened 74 new positions and closed 223 in Q3 2022.
  • Guggenheim Capital's portfolio value fell 14% quarter-over-quarter to $10.9B.

Based on Guggenheim Capital's 13F filing for Q3 2022, filed 14 Nov 2022.