We are live on
!
Find out more
GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
(-2%)
Cap. Flow
-$57.8M
Cap. Flow
% of AUM
-0.35%
Top 10 Holdings %
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$50M |
| 2 |
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
|
+$38.8M |
| 3 |
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
|
+$37M |
| 4 |
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
|
+$34.7M |
| 5 |
Honeywell
HON
|
+$32.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$41.8M |
| 2 |
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
|
+$39.8M |
| 3 |
MTTR
Matterport, Inc. Class A Common Stock
MTTR
|
+$32.4M |
| 4 |
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
|
+$20M |
| 5 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$19.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.23% |
| 2 | Financials | 13.81% |
| 3 | Healthcare | 9.7% |
| 4 | Consumer Discretionary | 8.79% |
| 5 | Communication Services | 6.56% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1551
Clearway Energy Class C
CWEN
$6.7B
| $771K | ﹤0.01% |
25,466
+11,932
| +88% | +$355K |
|
1552
TriplePoint Venture Growth BDC
TPVG
$211M
| $771K | ﹤0.01% |
48,659
-24,837
| -34% | -$389K |
|
1553
Western Alliance Bancorporation
WAL
$8.87B
| $769K | ﹤0.01% |
7,066
-624
| -8% | -$60.7K |
|
|
TYG
1554
Tortoise Energy Infrastructure Corp
TYG
$1.08B
| $767K | ﹤0.01% |
28,297
-4,296
| -13% | -$116K |
|
|
MIME
1555
DELISTED
Mimecast Limited
MIME
| $767K | ﹤0.01% |
+12,064
| New | +$739K |
|
|
ACRO.WS
1556
DELISTED
Acropolis Infrastructure Acquisition Corp Warrants
ACRO.WS
| $767K | ﹤0.01% |
+833,324
| New | +$717K |
|
|
NXDT
1557
NexPoint Diversified Real Estate Trust
NXDT
$238M
| $766K | ﹤0.01% |
55,038
+8,226
| +18% | +$115K |
|
1558
FIVE9
FIVN
$2.54B
| $763K | ﹤0.01% |
4,775
+3,559
| +293% | +$649K |
|
1559
Ryanair
RYAAY
$31.3B
| $762K | ﹤0.01% |
17,323
-3,307
| -16% | -$143K |
|
|
FAX
1560
abrdn Asia-Pacific Income Fund
FAX
$600M
| $754K | ﹤0.01% |
30,279
-342
| -1% | -$8.77K |
|
1561
Unity
U
$18.9B
| $754K | ﹤0.01% |
5,975
+1,820
| +44% | +$215K |
|
1562
WaFd
WAFD
$2.75B
| $753K | ﹤0.01% |
21,943
-18,280
| -45% | -$595K |
|
1563
Yelp
YELP
$1.41B
| $753K | ﹤0.01% |
20,232
+10,282
| +103% | +$389K |
|
1564
Shinhan Financial Group
SHG
$35.6B
| $752K | ﹤0.01% |
22,325
-5,450
| -20% | -$182K |
|
1565
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
| $748K | ﹤0.01% |
13,288
+475
| +4% | +$27.9K |
|
1566
Enterprise Financial Services Corp
EFSC
$2.39B
| $746K | ﹤0.01% |
+16,466
| New | +$738K |
|
1567
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
| $746K | ﹤0.01% |
29,096
-7,164
| -20% | -$193K |
|
1568
Silicon Laboratories
SLAB
$7.23B
| $744K | ﹤0.01% |
5,309
+310
| +6% | +$46.5K |
|
1569
Invesco High Income Trust II
VLT
$65.7M
| $743K | ﹤0.01% |
50,888
+2,841
| +6% | +$42.3K |
|
1570
Warner Bros
WBD
$67.1B
| $742K | ﹤0.01% |
29,250
-7,505
| -20% | -$211K |
|
1571
Sun Life Financial
SLF
$45.4B
| $741K | ﹤0.01% |
+14,400
| New | +$741K |
|
|
ABB
1572
DELISTED
ABB Ltd
ABB
| $741K | ﹤0.01% |
22,222
+8,984
| +68% | +$326K |
|
|
REGI
1573
DELISTED
Renewable Energy Group, Inc.
REGI
| $740K | ﹤0.01% |
14,735
-7,105
| -33% | -$389K |
|
1574
Trade Desk
TTD
$6.49B
| $739K | ﹤0.01% |
10,513
-12,505
| -54% | -$967K |
|
1575
BWX Technologies
BWXT
$15.6B
| $737K | ﹤0.01% |
13,679
-1,666
| -11% | -$93.8K |
|
Similar funds
TRSOTSOK
AIM
CII
AAMU
WANY
ACA
ZIG
Guggenheim Capital's Q3 2021 Portfolio in Review
As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.
- Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
- Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
- Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
- Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
- Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
- Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
- Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.
Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.