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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSR
1551
DELISTED
Fisker Inc.
FSR
$698K ﹤0.01%
+40,510
New +$741K
REYN icon
1552
Reynolds Consumer Products
REYN
$5.59B
$697K ﹤0.01%
23,398
+13,633
+140% +$403K
COHR
1553
DELISTED
Coherent Inc
COHR
$696K ﹤0.01%
+2,751
New +$611K
KOF icon
1554
Coca-Cola Femsa
KOF
$23.2B
$695K ﹤0.01%
15,051
+3,922
+35% +$180K
LGIH icon
1555
LGI Homes
LGIH
$1.4B
$692K ﹤0.01%
4,634
-4,031
-47% -$484K
SLCA
1556
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$689K ﹤0.01%
56,083
+22,173
+65% +$241K
GIII icon
1557
G-III Apparel Group
GIII
$1.5B
$687K ﹤0.01%
22,778
+13,771
+153% +$401K
CASH icon
1558
Pathward Financial
CASH
$1.8B
$686K ﹤0.01%
15,141
+3,265
+27% +$139K
NIQ
1559
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$686K ﹤0.01%
46,815
+14,058
+43% +$204K
MTSC
1560
DELISTED
MTS Systems Corp
MTSC
$686K ﹤0.01%
11,793
+5,239
+80% +$307K
ASG
1561
Liberty All-Star Growth Fund
ASG
$341M
$685K ﹤0.01%
79,517
+5,952
+8% +$52.8K
FTCH
1562
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$685K ﹤0.01%
12,913
-3,987
-24% -$244K
GGT
1563
Gabelli Multimedia Trust
GGT
$174M
$684K ﹤0.01%
72,634
+51,274
+240% +$459K
COUP
1564
DELISTED
Coupa Software Incorporated
COUP
$684K ﹤0.01%
2,688
+137
+5% +$43.2K
MDLA
1565
DELISTED
Medallia, Inc.
MDLA
$684K ﹤0.01%
+24,523
New +$910K
SNN icon
1566
Smith & Nephew
SNN
$12.6B
$683K ﹤0.01%
18,028
-658
-4% -$27.2K
HIBB
1567
DELISTED
Hibbett, Inc. Common Stock
HIBB
$683K ﹤0.01%
9,920
-9,320
-48% -$574K
BPOP icon
1568
Popular Inc
BPOP
$11.1B
$680K ﹤0.01%
9,671
+1,975
+26% +$128K
CIM
1569
Chimera Investment
CIM
$1B
$679K ﹤0.01%
17,826
+5,408
+44% +$185K
WDR
1570
DELISTED
Waddell & Reed Financial, Inc.
WDR
$678K ﹤0.01%
27,072
+3,439
+15% +$86.3K
SIX
1571
DELISTED
Six Flags Entertainment Corp.
SIX
$677K ﹤0.01%
14,572
-4,721
-24% -$197K
PPLI
1572
People Inc
PPLI
$3.1B
$676K ﹤0.01%
5,720
-2,195
-28% -$273K
JRI icon
1573
Nuveen Real Asset Income & Growth Fund
JRI
$352M
$673K ﹤0.01%
45,696
-1,153
-2% -$16.2K
WIX icon
1574
WIX.com
WIX
$2.52B
$672K ﹤0.01%
2,406
-903
-27% -$258K
HTY
1575
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$671K ﹤0.01%
104,456
-37,718
-27% -$222K
61 62
63
64 65

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.