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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBOC icon
1551
International Bancshares
IBOC
$4.57B
$610K ﹤0.01%
+16,280
New +$516K
TLK icon
1552
Telkom Indonesia
TLK
$14.9B
$610K ﹤0.01%
25,929
-6,609
-20% -$139K
NMI icon
1553
Nuveen Municipal Income
NMI
$130M
$606K ﹤0.01%
53,190
-1,441
-3% -$16.3K
HA
1554
DELISTED
Hawaiian Holdings, Inc.
HA
$606K ﹤0.01%
34,239
-15,112
-31% -$256K
IBTX
1555
DELISTED
Independent Bank Group, Inc.
IBTX
$606K ﹤0.01%
9,693
+681
+8% +$37.7K
AVAV icon
1556
AeroVironment
AVAV
$9.45B
$605K ﹤0.01%
+6,960
New +$559K
ASG
1557
Liberty All-Star Growth Fund
ASG
$341M
$603K ﹤0.01%
73,565
+31,381
+74% +$249K
LSCC icon
1558
Lattice Semiconductor
LSCC
$18.5B
$603K ﹤0.01%
13,151
-1,342
-9% -$51.9K
RRX icon
1559
Regal Rexnord
RRX
$11.9B
$602K ﹤0.01%
4,898
-1,076
-18% -$119K
HEP
1560
DELISTED
Holly Energy Partners, L.P.
HEP
$602K ﹤0.01%
42,370
-10,260
-19% -$133K
WDR
1561
DELISTED
Waddell & Reed Financial, Inc.
WDR
$602K ﹤0.01%
23,633
-1,453
-6% -$28K
EEFT icon
1562
Euronet Worldwide
EEFT
$2.7B
$601K ﹤0.01%
4,150
-9,245
-69% -$1.08M
LNG icon
1563
Cheniere Energy
LNG
$52.9B
$601K ﹤0.01%
10,015
+1,712
+21% +$91.8K
BKCC
1564
DELISTED
BlackRock Capital Investment Corporation
BKCC
$600K ﹤0.01%
223,082
-19,335
-8% -$52K
RPAI
1565
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$600K ﹤0.01%
70,117
-3,029
-4% -$22.1K
LII icon
1566
Lennox International
LII
$15.2B
$596K ﹤0.01%
2,177
+39
+2% +$11.1K
EGF
1567
DELISTED
Blackrock Enhanced Government Fund, Inc.
EGF
$586K ﹤0.01%
43,543
+20,702
+91% +$271K
CAR icon
1568
Avis
CAR
$5.02B
$585K ﹤0.01%
15,679
+1,127
+8% +$39.6K
PRLB icon
1569
Protolabs
PRLB
$2.13B
$585K ﹤0.01%
+3,813
New +$538K
WBS icon
1570
Webster Financial
WBS
$12.8B
$584K ﹤0.01%
+13,861
New +$500K
RITM icon
1571
Rithm Capital
RITM
$5.69B
$582K ﹤0.01%
58,564
-43,449
-43% -$384K
VG
1572
DELISTED
Vonage Holdings Corporation
VG
$582K ﹤0.01%
45,224
+32,978
+269% +$401K
EPC icon
1573
Edgewell Personal Care
EPC
$1.31B
$580K ﹤0.01%
+16,773
New +$544K
LPLA icon
1574
LPL Financial
LPLA
$28.6B
$579K ﹤0.01%
5,556
-1,118
-17% -$100K
PFF icon
1575
iShares Preferred and Income Securities ETF
PFF
$13.3B
$578K ﹤0.01%
15,018
+6,170
+70% +$231K
61 62
63
64 65

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.