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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JRI icon
1551
Nuveen Real Asset Income & Growth Fund
JRI
$352M
$377K ﹤0.01%
31,266
+14,208
+83% +$172K
MT icon
1552
ArcelorMittal
MT
$55.3B
$377K ﹤0.01%
28,483
+2,710
+11% +$32.7K
BPOP icon
1553
Popular Inc
BPOP
$11.1B
$376K ﹤0.01%
10,352
+1,607
+18% +$59.5K
YUMC icon
1554
Yum China
YUMC
$16.3B
$376K ﹤0.01%
7,096
+2,376
+50% +$126K
MFT
1555
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$376K ﹤0.01%
27,448
-2,766
-9% -$37.9K
ELAN icon
1556
Elanco Animal Health
ELAN
$11.1B
$375K ﹤0.01%
13,438
-8,483
-39% -$215K
FTS icon
1557
Fortis
FTS
$28.7B
$375K ﹤0.01%
9,176
-14,545
-61% -$581K
SID icon
1558
Companhia Siderúrgica Nacional
SID
$1.23B
$375K ﹤0.01%
127,633
+4,675
+4% +$11.9K
ENBL
1559
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$374K ﹤0.01%
90,248
-28,125
-24% -$138K
WDR
1560
DELISTED
Waddell & Reed Financial, Inc.
WDR
$373K ﹤0.01%
25,086
-17,166
-41% -$262K
BSM icon
1561
Black Stone Minerals
BSM
$3B
$372K ﹤0.01%
60,506
-9,056
-13% -$60.4K
TS icon
1562
Tenaris
TS
$26.8B
$371K ﹤0.01%
37,659
+7,726
+26% +$91.3K
ROKU icon
1563
Roku
ROKU
$22.7B
$369K ﹤0.01%
+1,955
New +$309K
LPX icon
1564
Louisiana-Pacific
LPX
$5.49B
$367K ﹤0.01%
12,462
-154
-1% -$4.73K
GER
1565
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$367K ﹤0.01%
61,404
-17,548
-22% -$125K
VSAT icon
1566
Viasat
VSAT
$11.1B
$365K ﹤0.01%
10,628
+2,211
+26% +$83.7K
SLGN icon
1567
Silgan Holdings
SLGN
$4.41B
$364K ﹤0.01%
9,888
+1,880
+23% +$68.9K
AVNT icon
1568
Avient
AVNT
$4.19B
$363K ﹤0.01%
13,723
+2,105
+18% +$54.9K
LBRDK icon
1569
Liberty Broadband Class C
LBRDK
$5.15B
$363K ﹤0.01%
+2,543
New +$349K
CLDT
1570
Chatham Lodging
CLDT
$586M
$362K ﹤0.01%
47,445
-7,043
-13% -$46.2K
MCY icon
1571
Mercury Insurance
MCY
$6.07B
$362K ﹤0.01%
8,750
+54
+0.6% +$2.32K
EAT icon
1572
Brinker International
EAT
$9.66B
$361K ﹤0.01%
8,449
-3,074
-27% -$107K
YEXT icon
1573
Yext
YEXT
$574M
$361K ﹤0.01%
23,762
-22
-0.1% -$371
TCBK icon
1574
TriCo Bancshares
TCBK
$1.83B
$360K ﹤0.01%
+14,705
New +$410K
HUBG icon
1575
HUB Group
HUBG
$2.92B
$359K ﹤0.01%
+14,292
New +$370K
61 62
63
64 65

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.