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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARQL
1551
DELISTED
Arqule Inc
ARQL
$554K ﹤0.01%
+27,740
New +$322K
EE
1552
DELISTED
El Paso Electric Company
EE
$554K ﹤0.01%
8,164
+3,359
+70% +$226K
ACIA
1553
DELISTED
Acacia Communications Inc
ACIA
$553K ﹤0.01%
8,158
-639
-7% -$42.3K
AAN.A
1554
DELISTED
The Aaron's Company Inc Class A
AAN.A
$553K ﹤0.01%
9,685
+1,465
+18% +$83.6K
EQH icon
1555
Equitable Holdings
EQH
$13.1B
$550K ﹤0.01%
22,197
-207
-0.9% -$4.8K
IOSP icon
1556
Innospec
IOSP
$2.11B
$548K ﹤0.01%
+5,300
New +$507K
USAC icon
1557
USA Compression Partners
USAC
$3.73B
$548K ﹤0.01%
30,202
+14,260
+89% +$243K
LPX icon
1558
Louisiana-Pacific
LPX
$5.15B
$546K ﹤0.01%
18,400
-12,361
-40% -$349K
BERY
1559
DELISTED
Berry Global Group, Inc.
BERY
$546K ﹤0.01%
12,538
-1,252
-9% -$49.6K
RARX
1560
DELISTED
Ra Pharmaceuticals, Inc. Common Stock
RARX
$545K ﹤0.01%
+11,608
New +$513K
CW icon
1561
Curtiss-Wright
CW
$27.6B
$542K ﹤0.01%
3,844
-1,057
-22% -$143K
MDB icon
1562
MongoDB
MDB
$28.8B
$542K ﹤0.01%
4,120
-1,503
-27% -$197K
WAAS
1563
DELISTED
AquaVenture Holdings Limited
WAAS
$539K ﹤0.01%
+19,885
New +$422K
HLX icon
1564
Helix Energy Solutions
HLX
$1.36B
$538K ﹤0.01%
55,854
-1,022
-2% -$8.85K
NJV
1565
DELISTED
Nuveen New Jersey Municipal Value Fund Common shares of beneficial interest
NJV
$538K ﹤0.01%
38,413
-1,978
-5% -$27.3K
UPBD icon
1566
Upbound Group
UPBD
$1.18B
$537K ﹤0.01%
18,601
-1,842
-9% -$48.1K
PKX icon
1567
POSCO
PKX
$16B
$536K ﹤0.01%
+10,595
New +$511K
IPHS
1568
DELISTED
Innophos Holdings, Inc.
IPHS
$536K ﹤0.01%
16,768
+606
+4% +$19.5K
KOF icon
1569
Coca-Cola Femsa
KOF
$22.5B
$533K ﹤0.01%
8,793
-2,176
-20% -$128K
GRUB
1570
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$533K ﹤0.01%
5,478
+1,619
+42% +$148K
PUMP icon
1571
ProPetro Holding
PUMP
$1.37B
$528K ﹤0.01%
46,918
+1,038
+2% +$9.28K
DBX icon
1572
Dropbox
DBX
$7.71B
$525K ﹤0.01%
29,321
-8,154
-22% -$154K
TEAM icon
1573
Atlassian
TEAM
$28B
$525K ﹤0.01%
4,366
-2,990
-41% -$364K
WIW
1574
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$523K ﹤0.01%
45,375
+9,138
+25% +$102K
PRSP
1575
DELISTED
Perspecta Inc. Common Stock
PRSP
$522K ﹤0.01%
+19,758
New +$526K
61 62
63
64 65

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.