We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMRT
1551
DELISTED
Stein Mart Inc
SMRT
$2.31M 0.01%
422,430
+272,549
+182% +$1.58M
MTGE
1552
DELISTED
MTGE Investment Corp. Common Stock
MTGE
$2.31M 0.01%
147,368
-47,658
-24% -$791K
STAG icon
1553
STAG Industrial
STAG
$7.19B
$2.31M 0.01%
96,870
-14,952
-13% -$344K
GLNG icon
1554
Golar LNG
GLNG
$5.11B
$2.31M 0.01%
100,687
+40,672
+68% +$946K
DSE
1555
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
$2.31M 0.01%
30,476
+12,118
+66% +$900K
STLD icon
1556
Steel Dynamics
STLD
$38.1B
$2.31M 0.01%
64,883
-166,224
-72% -$5.23M
EXAS
1557
DELISTED
Exact Sciences
EXAS
$2.31M 0.01%
172,585
+5,029
+3% +$81.2K
CEV
1558
Eaton Vance California Municipal Income Trust
CEV
$72M
$2.3M 0.01%
187,250
-16,999
-8% -$217K
WMS icon
1559
Advanced Drainage Systems
WMS
$11.5B
$2.3M 0.01%
111,798
+10,898
+11% +$228K
ANAT
1560
DELISTED
American National Group, Inc. Common Stock
ANAT
$2.3M 0.01%
18,477
+6,281
+52% +$767K
UE icon
1561
Urban Edge Properties
UE
$2.78B
$2.29M 0.01%
83,336
-6,247
-7% -$166K
DORM icon
1562
Dorman Products
DORM
$4.2B
$2.29M 0.01%
31,344
+25,798
+465% +$1.76M
QNST icon
1563
QuinStreet
QNST
$889M
$2.28M 0.01%
605,582
+585,210
+2,873% +$1.9M
MMSI icon
1564
Merit Medical Systems
MMSI
$5.21B
$2.27M 0.01%
85,822
-25,383
-23% -$613K
SNR
1565
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$2.27M 0.01%
232,206
+4,190
+2% +$42.2K
ISBC
1566
DELISTED
Investors Bancorp, Inc.
ISBC
$2.27M 0.01%
162,762
+29,333
+22% +$383K
FCNCA icon
1567
First Citizens BancShares
FCNCA
$25.4B
$2.26M 0.01%
6,376
+765
+14% +$250K
CABO icon
1568
Cable One
CABO
$254M
$2.26M 0.01%
3,633
-121
-3% -$71.8K
AEO icon
1569
American Eagle Outfitters
AEO
$2.99B
$2.26M 0.01%
148,742
+77,788
+110% +$1.33M
ARI
1570
Apollo Commercial Real Estate
ARI
$872M
$2.25M 0.01%
135,648
-22,114
-14% -$371K
UNT
1571
DELISTED
UNIT Corporation
UNT
$2.25M 0.01%
83,848
-14,629
-15% -$316K
SAM icon
1572
Boston Beer
SAM
$1.9B
$2.25M 0.01%
13,253
-3,886
-23% -$644K
BGG
1573
DELISTED
Briggs & Stratton Corp.
BGG
$2.25M 0.01%
100,886
+23,769
+31% +$484K
BNS icon
1574
Scotiabank
BNS
$108B
$2.24M 0.01%
40,214
-21,383
-35% -$1.17M
MGLN
1575
DELISTED
Magellan Health Services, Inc.
MGLN
$2.24M 0.01%
29,759
-27,859
-48% -$1.78M
61 62
63
64 65

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.