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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
TTE icon
TotalEnergies
TTE
+$80.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
4
EMC
EMC CORPORATION
EMC
+$36.4M
5
GAS
AGL Resources Inc
GAS
+$36.3M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UFPI icon
1551
UFP Industries
UFPI
$5.24B
$2.24M 0.01%
68,196
-16,050
-19% -$557K
VET icon
1552
Vermilion Energy
VET
$1.69B
$2.24M 0.01%
57,801
+50,795
+725% +$1.79M
CHE icon
1553
Chemed
CHE
$7.05B
$2.23M 0.01%
15,827
-778
-5% -$108K
PHT
1554
DELISTED
Pioneer High Income Fund
PHT
$2.23M 0.01%
211,851
-40,086
-16% -$416K
APLP
1555
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
$2.22M 0.01%
150,630
-34,359
-19% -$493K
NHI icon
1556
National Health Investors
NHI
$3.61B
$2.21M 0.01%
28,226
-14,302
-34% -$1.13M
OIS icon
1557
Oil States International
OIS
$507M
$2.21M 0.01%
69,981
-5,532
-7% -$170K
TUES
1558
DELISTED
Tuesday Morning Corp
TUES
$2.21M 0.01%
369,327
+1,629
+0.4% +$11.6K
ECF
1559
Ellsworth Growth & Income Fund
ECF
$172M
$2.2M 0.01%
268,724
-458
-0.2% -$3.78K
TPVG icon
1560
TriplePoint Venture Growth BDC
TPVG
$193M
$2.2M 0.01%
207,499
+63,249
+44% +$708K
ANDE icon
1561
Andersons Inc
ANDE
$2.54B
$2.19M 0.01%
60,675
+137
+0.2% +$4.96K
CABO icon
1562
Cable One
CABO
$254M
$2.19M 0.01%
3,754
-191
-5% -$103K
SEMG
1563
DELISTED
SEMGROUP CORPORATION
SEMG
$2.19M 0.01%
61,878
+44,408
+254% +$1.41M
ADC icon
1564
Agree Realty
ADC
$9.49B
$2.19M 0.01%
44,239
+13,556
+44% +$661K
CVI icon
1565
CVR Energy
CVI
$3.35B
$2.19M 0.01%
158,816
+38,574
+32% +$554K
EXG icon
1566
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.04B
$2.19M 0.01%
251,903
+24,301
+11% +$214K
MUI
1567
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$2.19M 0.01%
144,137
-7,162
-5% -$110K
BGC icon
1568
BGC Group
BGC
$5.25B
$2.18M 0.01%
386,770
+107,150
+38% +$612K
EEP
1569
DELISTED
Enbridge Energy Partners
EEP
$2.17M 0.01%
85,303
+22,680
+36% +$545K
HPS
1570
John Hancock Preferred Income Fund III
HPS
$459M
$2.15M 0.01%
111,065
-24,412
-18% -$484K
SUP
1571
DELISTED
Superior Industries International
SUP
$2.15M 0.01%
73,657
-17,071
-19% -$496K
WLK icon
1572
Westlake Corp
WLK
$10.3B
$2.15M 0.01%
40,113
+10,235
+34% +$494K
RRTS
1573
DELISTED
RoadRunner Transportation Systems, Inc.
RRTS
$2.14M 0.01%
10,746
-73
-0.7% -$14.8K
IDCC icon
1574
InterDigital
IDCC
$8.34B
$2.13M 0.01%
26,952
-5,617
-17% -$375K
NOW icon
1575
ServiceNow
NOW
$122B
$2.13M 0.01%
134,820
+10,450
+8% +$154K
61 62
63
64 65

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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.