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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRLN icon
1551
State Street Blackstone Senior Loan ETF
SRLN
$5.33B
$2.68M 0.01%
54,534
+15,239
+39% +$757K
LVS icon
1552
Las Vegas Sands
LVS
$29.6B
$2.68M 0.01%
42,991
+4,241
+11% +$291K
PZZA icon
1553
Papa John's
PZZA
$842M
$2.67M 0.01%
66,904
+8,929
+15% +$366K
NOW icon
1554
ServiceNow
NOW
$118B
$2.67M 0.01%
227,030
-40,320
-15% -$476K
VXX
1555
CALL
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$2.67M 0.01%
+5,350
New +$2.48M
SRPT icon
1556
Sarepta Therapeutics
SRPT
$1.79B
$2.66M 0.01%
126,177
+30,429
+32% +$687K
SUP
1557
DELISTED
Superior Industries International
SUP
$2.66M 0.01%
151,672
+11,359
+8% +$221K
RAD
1558
DELISTED
Rite Aid Corporation
RAD
$2.66M 0.01%
27,462
-7,465
-21% -$964K
NAT icon
1559
Nordic American Tanker
NAT
$1.35B
$2.66M 0.01%
336,820
-65,011
-16% -$568K
GDV icon
1560
Gabelli Dividend & Income Trust
GDV
$2.65B
$2.65M 0.01%
124,534
+15,254
+14% +$331K
BNY
1561
DELISTED
BlackRock New York Municipal Income Trust
BNY
$2.65M 0.01%
189,730
+5,258
+3% +$72.8K
AAWW
1562
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$2.65M 0.01%
80,190
+6,859
+9% +$237K
PMFG
1563
DELISTED
PMFG INC COM STK (DE)
PMFG
$2.64M 0.01%
528,497
-105,278
-17% -$552K
TRLA
1564
DELISTED
TRULIA INC (DEL)
TRLA
$2.63M 0.01%
53,721
+46,808
+677% +$2.51M
MIK
1565
DELISTED
Michaels Stores, Inc
MIK
$2.62M 0.01%
+150,086
New +$2.47M
MMU
1566
Western Asset Managed Municipals Fund
MMU
$549M
$2.62M 0.01%
200,305
-16,392
-8% -$213K
CBD
1567
DELISTED
Companhia Brasileira de Distribuicao
CBD
$2.62M 0.01%
60,047
+9,073
+18% +$437K
HPP
1568
Hudson Pacific Properties
HPP
$798M
$2.62M 0.01%
15,156
+3,501
+30% +$636K
ACWV icon
1569
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.36B
$2.6M 0.01%
+19,000
New +$1.28M
MGLN
1570
DELISTED
Magellan Health Services, Inc.
MGLN
$2.6M 0.01%
47,573
+17
+0% +$975
AWP
1571
abrdn Global Premier Properties Fund
AWP
$370M
$2.6M 0.01%
126,222
-15,764
-11% -$342K
PAY
1572
DELISTED
Verifone Systems Inc
PAY
$2.6M 0.01%
75,596
-11,313
-13% -$398K
SSYS icon
1573
Stratasys
SSYS
$771M
$2.6M 0.01%
21,493
+2,227
+12% +$252K
IMGN
1574
DELISTED
Immunogen Inc
IMGN
$2.6M 0.01%
245,170
+25,952
+12% +$294K
CMLP
1575
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
$2.6M 0.01%
114,480
-17,451
-13% -$390K
61 62
63
64 65

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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.