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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+12.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.2B
AUM Growth
+$1.6B
Cap. Flow
+$244M
Cap. Flow %
1.85%
Top 10 Hldgs %
17.23%
Holding
2,008
New
175
Increased
901
Reduced
772
Closed
138

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.9M
2
TSLA icon
Tesla
TSLA
+$32.2M
3
AVGO icon
Broadcom
AVGO
+$18.8M
4
ROP icon
Roper Technologies
ROP
+$14.4M
5
META icon
Meta Platforms (Facebook)
META
+$11.3M

Top Sells

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$15.6M
2
AAPL icon
Apple
AAPL
+$12M
3
VMW
VMware, Inc
VMW
+$9.63M
4
PXD
Pioneer Natural Resource Co.
PXD
+$9.16M
5
AMZN icon
Amazon
AMZN
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 24.71%
2 Healthcare 9.61%
3 Consumer Discretionary 8.52%
4 Financials 7.9%
5 Industrials 7.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNR icon
1526
Pentair
PNR
$11B
$415K ﹤0.01%
5,701
+581
+11% +$37.5K
VOD icon
1527
Vodafone
VOD
$37.4B
$413K ﹤0.01%
47,430
+9,388
+25% +$85.8K
DKNG icon
1528
DraftKings
DKNG
$11.9B
$412K ﹤0.01%
11,690
-6,085
-34% -$204K
AXIA
1529
DELISTED
AXIA Energia
AXIA
$411K ﹤0.01%
60,188
-287
-0.5% -$1.76K
BCX icon
1530
BlackRock Resources & Commodities Strategy Trust
BCX
$923M
$410K ﹤0.01%
46,164
-8,498
-16% -$74.9K
TFX icon
1531
Teleflex
TFX
$5.98B
$410K ﹤0.01%
1,644
-835
-34% -$178K
GSBD icon
1532
Goldman Sachs BDC
GSBD
$1.1B
$409K ﹤0.01%
27,908
+1,368
+5% +$19.8K
FTS icon
1533
Fortis
FTS
$28.7B
$409K ﹤0.01%
9,932
-1,123
-10% -$45.3K
TW icon
1534
Tradeweb Markets
TW
$21.6B
$408K ﹤0.01%
+4,490
New +$401K
KOS icon
1535
Kosmos Energy
KOS
$1.48B
$407K ﹤0.01%
60,667
+426
+0.7% +$2.98K
NVAX icon
1536
Novavax
NVAX
$1.31B
$403K ﹤0.01%
83,999
+13,226
+19% +$81K
AYX
1537
DELISTED
Alteryx Inc
AYX
$403K ﹤0.01%
+8,549
New +$332K
ALLY icon
1538
Ally Financial
ALLY
$13.3B
$401K ﹤0.01%
11,495
-606
-5% -$16.9K
FHB icon
1539
First Hawaiian
FHB
$3.35B
$401K ﹤0.01%
17,534
-41
-0.2% -$801
JWN
1540
DELISTED
Nordstrom
JWN
$400K ﹤0.01%
21,686
-679
-3% -$10.4K
SPB icon
1541
Spectrum Brands
SPB
$2.07B
$399K ﹤0.01%
+5,002
New +$377K
PLUG icon
1542
Plug Power
PLUG
$3.04B
$399K ﹤0.01%
88,574
-1,883
-2% -$9.88K
CHH icon
1543
Choice Hotels
CHH
$4.8B
$398K ﹤0.01%
3,509
+384
+12% +$43.9K
MARA icon
1544
Marathon Digital Holdings
MARA
$3.9B
$397K ﹤0.01%
+16,910
New +$213K
BTE icon
1545
Baytex Energy
BTE
$2.92B
$397K ﹤0.01%
119,582
-803
-0.7% -$3.11K
U icon
1546
Unity
U
$18.9B
$397K ﹤0.01%
9,704
+205
+2% +$6.32K
ARR
1547
Armour Residential REIT
ARR
$2.36B
$396K ﹤0.01%
20,494
-5,752
-22% -$102K
LITE icon
1548
Lumentum
LITE
$69.3B
$395K ﹤0.01%
7,533
+2,669
+55% +$116K
MTLS
1549
Materialise
MTLS
$396M
$394K ﹤0.01%
59,978
-36,279
-38% -$214K
SEE
1550
DELISTED
Sealed Air
SEE
$393K ﹤0.01%
10,773
-9,120
-46% -$299K
60 61
62
63 64

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Guggenheim Capital held 2,008 positions worth $13.2B, up 14% from $11.6B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q4 2023 filing shows 175 new, 901 increased, 772 reduced and 138 closed positions. Its largest new stake was Talos Energy: 326,375 shares worth $4.64M. The largest sale was Seagen Inc. Common Stock, an estimated $15.6M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 23% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2023 buy was Talos Energy: 326,375 shares worth $4.64M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $37.9M increase.
  • Guggenheim Capital's biggest Q4 2023 reduction was Apple, cutting an estimated $12M.
  • Guggenheim Capital fully exited Seagen Inc. Common Stock in Q4 2023, selling an estimated $15.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $13.2B portfolio in Q4 2023.
  • Guggenheim Capital opened 175 new positions and closed 138 in Q4 2023.
  • Guggenheim Capital's portfolio value rose 14% quarter-over-quarter to $13.2B.

Based on Guggenheim Capital's 13F filing for Q4 2023, filed 14 Feb 2024.