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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOK icon
1526
Nokia
NOK
$52.3B
$452K ﹤0.01%
+92,107
New +$434K
CVBF icon
1527
CVB Financial
CVBF
$3.99B
$451K ﹤0.01%
27,067
+1,549
+6% +$35.3K
DKS icon
1528
Dick's Sporting Goods
DKS
$18.7B
$451K ﹤0.01%
+3,181
New +$424K
VIAV icon
1529
Viavi Solutions
VIAV
$9.66B
$451K ﹤0.01%
41,625
+30,830
+286% +$336K
LTHM
1530
DELISTED
Livent Corporation
LTHM
$450K ﹤0.01%
20,727
-3,629
-15% -$83.9K
SLM icon
1531
SLM Corp
SLM
$5.15B
$446K ﹤0.01%
35,991
-14,781
-29% -$218K
CNR
1532
Core Natural Resources Inc
CNR
$4.45B
$445K ﹤0.01%
7,644
-1,916
-20% -$109K
HESM icon
1533
Hess Midstream
HESM
$5.11B
$445K ﹤0.01%
15,384
+1,525
+11% +$44.4K
AMPH icon
1534
Amphastar Pharmaceuticals
AMPH
$916M
$445K ﹤0.01%
11,866
-6,303
-35% -$207K
FRPT icon
1535
Freshpet
FRPT
$3.22B
$443K ﹤0.01%
6,696
-5,326
-44% -$327K
CBT icon
1536
Cabot Corp
CBT
$4.52B
$440K ﹤0.01%
5,737
-6,868
-54% -$515K
NAVI icon
1537
Navient
NAVI
$853M
$436K ﹤0.01%
27,265
-6,873
-20% -$120K
MT icon
1538
ArcelorMittal
MT
$55.3B
$435K ﹤0.01%
14,450
+73
+0.5% +$2.17K
REX icon
1539
REX American Resources
REX
$1.41B
$435K ﹤0.01%
30,418
-9,354
-24% -$148K
GHC icon
1540
Graham Holdings Company
GHC
$5.02B
$434K ﹤0.01%
729
-247
-25% -$154K
AXTA icon
1541
Axalta
AXTA
$8.17B
$434K ﹤0.01%
14,318
-1,367
-9% -$39.3K
ZION icon
1542
Zions Bancorporation
ZION
$10.3B
$433K ﹤0.01%
14,481
+1,605
+12% +$73.5K
NVTA
1543
DELISTED
Invitae Corporation
NVTA
$431K ﹤0.01%
319,528
+19,366
+6% +$38.2K
CBH
1544
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$428K ﹤0.01%
49,707
-626
-1% -$5.54K
VNT icon
1545
Vontier
VNT
$4.74B
$427K ﹤0.01%
15,613
-738
-5% -$17.8K
ARMK icon
1546
Aramark
ARMK
$14.7B
$427K ﹤0.01%
+16,511
New +$470K
BSY icon
1547
Bentley Systems
BSY
$10.6B
$425K ﹤0.01%
9,895
-271
-3% -$10.8K
FIVN icon
1548
FIVE9
FIVN
$2.54B
$423K ﹤0.01%
5,850
+2,156
+58% +$154K
RL icon
1549
Ralph Lauren
RL
$23.6B
$422K ﹤0.01%
3,621
-65,167
-95% -$7.69M
AVID
1550
DELISTED
Avid Technology Inc
AVID
$422K ﹤0.01%
13,187
+425
+3% +$12.6K
60 61
62
63 64

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.