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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OSH
1526
DELISTED
Oak Street Health, Inc.
OSH
$694K ﹤0.01%
20,925
+15,984
+323% +$605K
CPLG
1527
DELISTED
CorePoint Lodging Inc. Common Stock
CPLG
$694K ﹤0.01%
+44,213
New +$698K
PLTR icon
1528
Palantir
PLTR
$413B
$689K ﹤0.01%
37,834
+3,987
+12% +$88K
NPTN
1529
DELISTED
NEOPHOTONICS CORP
NPTN
$689K ﹤0.01%
+44,797
New +$589K
PRGS icon
1530
Progress Software
PRGS
$1.76B
$688K ﹤0.01%
14,252
-21,011
-60% -$1.05M
GSEVW
1531
DELISTED
Gores Holdings VII, Inc. Warrant
GSEVW
$685K ﹤0.01%
499,997
– –
PFN
1532
PIMCO Income Strategy Fund II
PFN
$703M
$683K ﹤0.01%
71,532
-29,185
-29% -$285K
Z icon
1533
Zillow
Z
$7.56B
$682K ﹤0.01%
10,685
+1,035
+11% +$74.6K
CNQ icon
1534
Canadian Natural Resources
CNQ
$93.8B
$681K ﹤0.01%
32,913
-5,213
-14% -$105K
CSPR
1535
DELISTED
Casper Sleep Inc.
CSPR
$681K ﹤0.01%
+101,994
New +$546K
LBRDK icon
1536
Liberty Broadband Class C
LBRDK
$5.15B
$680K ﹤0.01%
4,221
+1,439
+52% +$237K
CPZ
1537
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$268M
$677K ﹤0.01%
34,749
+21,054
+154% +$423K
BCPC
1538
Balchem Corp
BCPC
$5.72B
$676K ﹤0.01%
+4,011
New +$644K
RCM
1539
DELISTED
R1 RCM Inc. Common Stock
RCM
$676K ﹤0.01%
26,535
-49,053
-65% -$1.18M
ATR icon
1540
AptarGroup
ATR
$8.61B
$674K ﹤0.01%
5,507
+325
+6% +$40.4K
TXNM
1541
TXNM Energy Inc
TXNM
$5.94B
$673K ﹤0.01%
14,739
-27,137
-65% -$1.3M
NIQ
1542
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$673K ﹤0.01%
45,624
-96
-0.2% -$1.42K
MP icon
1543
MP Materials
MP
$9.1B
$671K ﹤0.01%
14,779
-43
-0.3% -$1.7K
NTG
1544
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$671K ﹤0.01%
21,995
+7,222
+49% +$227K
ACRO.WS
1545
DELISTED
Acropolis Infrastructure Acquisition Corp Warrants
ACRO.WS
$667K ﹤0.01%
833,324
– –
THQ
1546
abrdn Healthcare Opportunities Fund
THQ
$796M
$664K ﹤0.01%
25,894
-11,092
-30% -$266K
TMHC
1547
DELISTED
Taylor Morrison
TMHC
$664K ﹤0.01%
18,983
-26,070
-58% -$814K
GO icon
1548
Grocery Outlet
GO
$980M
$663K ﹤0.01%
23,448
-706
-3% -$18.1K
NUV icon
1549
Nuveen Municipal Value Fund
NUV
$1.91B
$662K ﹤0.01%
63,808
-82,959
-57% -$901K
VNDA icon
1550
Vanda Pharmaceuticals
VNDA
$302M
$662K ﹤0.01%
42,220
-11,759
-22% -$205K
60 61
62
63 64

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.